Preliminary Questions
We ask that you complete the questions below to prepare for our introductory, complimentary conversation. The questions help you identify goals and help us put together an accurate proposal for you. Plan on about 10-15 minutes to complete the questions.
Email
*
example@example.com
Required review
*
Link to BWM Compliance Folder (includes ADV):
BWM Compliance Folder
First Name
*
Last Name
*
Mobile Number
*
Date of Birth
*
-
Month
-
Day
Year
Date
Date of Birth
*
Address (FYI - we do not share your info with any marketing lists or outside parties)
*
Street Address
Street Address Line 2
City
State / Province
Postal / Zip Code
Are you married?
*
Yes
No
Widowed
Divorced
Spouse's First Name
*
Spouse's Last Name
*
Does your spouse go by a name other than what's listed above (nickname, shortened name, etc.)
*
Yes
No
Spouse Nickname / Preferred Name
Spouse's Email
*
example@example.com
Spouse's Date of Birth
*
-
Month
-
Day
Year
Date
Do you have any children?
*
Yes, they are grown.
Yes, at least one is a minor.
No
Do you (or your spouse) have any children from previous marriages?
*
Yes
No
How did you hear about us, and/or find us?
*
Do you have a preferred advisor?
No Preference
Jason Branning
Kelly Jennings
Kristi Tidwell
Basics
Do you know what you spend on a monthly basis?
*
Yes
Somewhat
No
Do you have personal debt other than a home mortgage?
*
Yes
No
Auto loan only
What are your primary financial planning goals/objectives (check all that apply):
*
Determining when I can retire
Aligning all the financial pieces toward a goal
Business liquidation/succession planning
Coordinating investments with tax planning
Reducing taxes
Understanding and managing my investments
Saving for retirement
Saving for college for children or grandchildren
Other
Other Goals - Please share any additional information related to your goals or areas where you are hoping we can assist.
Company Benefits
Do you or your spouse have any of the following types of benefit plans (check all that apply):
Deferred Compensation Plan
ESOP (Employee Stock Ownership Plan)
Pension Plan
ESPP (Employee Stock Purchase Plan)
Stock Options (RSU, ISO, or NQs)
SERP (Supplemental Executive Retirement Plan)
Real Estate/ Mortgages
Do you own a home?
*
Yes
No
Do you have a mortgage?
*
Yes
No
Do you own any rental properties?
*
Yes
No
Investments
When you add up values for all savings, investments, and retirement accounts you have approximately:
*
$0 - $500,000
$500,001 - $1,000,000
$1,000,001 - $2,000,000
$2,000,001 - $4,000,000
$4,000,001 - $9,999,999
$10M +
Which types of investments do you own (check all that apply)?
*
Money Market Account
Series E/EE/H/HH or I-Bonds
Index Funds
Mutual Funds
Exchange Traded Funds (ETFs)
Individual Stocks
CDs (Certificates of Deposit)
Individual Bonds
Variable Annuities
Fixed Annuities
Cryptocurrency
Commodities (Gold, Oil, etc.)
Other
What is your primary objective?
*
Income for upcoming retirement/goal
Growth for future us
Safety, preserving capital
Have you ever worked with a financial advisor?
*
Yes
No
Are you looking for a firm to manage your investments?
*
Yes, I prefer to delegate.
Maybe, if I trust their philosophy, approach, and pricing.
No, this is not something I would delegate.
Insurance
Do you own any cash-value life insurance?
*
I do
Both my spouse and I do
No
I don't know
Do you have long-term care insurance?
*
I do
Both my spouse and I do
No
Do you have disability insurance?
*
I do
Both my spouse and I do
No
I don't know
Do you need help determining what types of insurance you should own?
*
Yes
No
Retirement Readiness
Please check off which types of retirement accounts you (and/or your spouse) have (check all that apply):
*
Traditional IRA
ROTH IRA
SEP IRA
SIMPLE IRA
Inherited IRA
401k
403b
457 Plan
Profit Sharing Account
Health Savings Account (HSA)
Annuity (of any type)
Trust
Other (we'll ask at meeting)
Have you started Social Security benefits?
*
Yes
No
Trying to decide
Are you a military veteran?
*
Yes
No
No, but my spouse is
Both my spouse and I are
Have you ever worked for the federal or state government, or overseas?
*
Yes
No
Not sure
Do you need to decide how or when to take a pension (lump sum vs annuity for example)?
*
Yes
No
I don't know
Estate Planning
Do you have any of the following?
*
Will
Trust
Power of Attorney
Advanced Healthcare Directive
Living Will
Guardianship provisions for children
No, I do not have any of the following
Is leaving assets to an heir or charity an important goal?
*
Yes
No
If I have enough
Life Transition
Have you recently experienced a (check all that apply):
Marriage
Divorce
Job change
New child
Moving
Inheritance
Loss of spouse
Retirement
Business Liquidation
Tax Plannning
Are you self-employed?
*
Yes
No
Do you prepare your own income tax return?
*
Yes
No
Please share anything else you think we need to know at this point:
Submit
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