Introducer / Affiliate Application Form

Your Name *

Prefix First Name Middle Name Last Name Suffix

Email *

example@example.com

Phone Number *

Area Code Phone Number

Mobile Number *

Mobile Contact Number

ASIC RULES

From 1 July 2010 ASIC has commenced the formal Licencing process for all Finance brokers.

As a part of the Licencing regulations the relationship between a licensee/credit representative and an Introducer / Affiliate, all must pass the following guidelines.

> The Introducer must only engage in credit activities incidentally to another business they carry on. (If you are registered to engage in Credit Activities and would like to know more about working with RedCap Finance Brokers as a part of the team, then please Click Here and we will call you direct).
> Only engage as a representative of the licensee they are introducing the customer to.
> Not charge a fee to the customer for the introduction.
> Not advise on any particular credit product just that licensee is able to provide a credit service.
> Obtain consent of the customer to pass name, contact details and purpose to the licensee.
> Introducer must pass on contact details of a potential customer as soon as practicable.
> Introducer must not conduct business from temporary or non standard business premises.
> Have in place an agreement with the licensee that covers the limitations of information that can be passed on and need to obtain customers consent.
> Licensee must contact referred customer as soon as practicable.
> Licensee must inform customer who they obtained their details from.
> Explain the financial benefits to the Introducer if any, for the introduction.
> Specifically ask customer if they are happy to continue with conversation.

I agree to meet all my obligations relating to confidentiality, disclosure, and service under the ongoing Licensee/ Introducer relationship.

Will You Abide By The ASIC Rules as Stated Above *

Yes No

Licensee Rules

(EZFinance - Australian Credit Licence Number 392611)

There are three principals that drive this business model:

1. An active partnership arrangement

2. A real organized approach

3. Well supported partners

As an RedCap Finance Brokers / EZFinance partner you will receive:

1. A percentage of commissions on all leads generated through your office which lead to a settlement.

2. RedCap Finance Brokers / EZFinance marketing material to help promote your new service offering

3. Training on how to introduce and best implement finance into your business

4. Active support from your EZFinance / RedCap Finance Brokers credit advisor at your sales meetings and/or whenever necessary

5. Access to over 120 different banks and Lenders to facilitate the most successful outcome.

In return, EZFinance requires the following from you:

1. As an Introducer/Affliate you ensure a disciplined approach to enter enquiries into the EZFinance / RedCap Finance Brokers system

2. Your positive support to make it work as a partnership

3. Active participation for both parties to help each other increase sales for both businesses

4. Allow our brokers to have involvement in sales meetings and other relevant events

Clawback Policy:

Clawback of Commission: If a referred client pays off their loan within the first two years of drawdown, whether in part or in full, the lender may demand that the commission paid to the licensee (EZFINANCE) be repaid (or clawed back), in part or in full.

Should this occur, you agree to reimburse the licensee (EZFINANCE) for your % portion of the clawed back amount, AMOUNT of FEE = AT COST . This clawback fee must be paid to the licensee (EZFINANCE) upon written request without delay.

Clawbacks are an industry problem which all Finance brokers are subjected too. The clawback can be avoided if the licensee (EZFINANCE) are involved in the subsequent transaction (ie: refinancing) whereby a new commission is paid to offset the clawback.

Will You Abide By The Licensee Rules as Stated Above *

Yes No

Business / Company Name *

Business ABN *

Registered for GST *

Yes No

Business Address *

Street Address

Street Address Line 2

City State

Postcode Country

Business Postal Address (if Different to Business Address)

Street Address

Street Address Line 2

City State

Postcode Country

Business Email *

example@example.com

Business Phone Number

Business Mobile Number

Business Bank *

Business Branch *

Business Account Name *

BSB *

Account Number *

It is an ASIC Requirement (under the NCCP Act) that you advise the people you refer to us of the Commission Payment you will receive from our Licensee EZFinance Australian Credit Holder Number 392611, and that the referee is agreeable for this payment from us to you to happen.

Commission Option *

Do Not Want To Be Paid Any Commission Flat Referral Fee of $110 20% of RedCap Finance Brokers Available Upfront Commission 10% of RedCap Finance Brokers Available Upfront Commission + 10% of RedCap Finance Brokers Available trailing Commission (if Trail is applicable)

If your application is SUCCESSFUL, then a Formal Referrer Agreement will be sent to you for signing. This is required for our Written Record Keeping, and with ongoing ASIC Compliance.

Introducer / Affiliate Application Form

IF You Have Answered YES to Both Questions Above, Then Please Continue With Your Application Below