Risk Tolerance Questionnaire Form

Risk Tolerance Questionnaire

Thank you for taking the time to answer these 10 questions. The following questions are about your Investment Objectives and Risk Tolerance in order to help us successfully determine the appropriate strategy for you moving forward based upon your stated goals and objectives.
Name

First NameLast Name
Email*
example@example.com
Phone Number

Area CodePhone Number
1. What best describes your current situation? (select one)?*

Income and expenses are expected to rise and investable assets are accumulating (e.g., early career)Income and expenses are relatively steady and savings are growing modestly (e.g., mid/late career)Income and expenses are relatively steady and savings are growing significantly (e.g., mid/late career)Income and expenses are declining and/or savings are being used to maintain desired lifestyle(e.g., retirement)
2. What is your greatest concern? (select one)*

Not growing my assets significantly over time; I am willing to assume higher risk for higher return potentialsLosing money in a market downturn along the wayLosing more money than a certain amount within a given time frame (e.g., retirement)Not having certainty around achieving my wealth goal in the remaining time
3. Make a selection below to chose the portfolio that best represent you*

Portfolio 1Portfolio 2Portfolio 3
4. In addition to the information already provided with respect to your preferences for certain investment types, what describes you best? (select one)*

I am a long-term investor focused on growing my assetsI want to plan long-term but have a hard time shrugging off moderate-to-severe lossesI need stable cash flows to meet my living expensesI am focused on preserving capital; I don’t mind if this approach sacrifices return potential
5. If I look at my account statement and there is a moderate loss, my primary reaction is (select one)*

Do nothing, I lost money and am unhappy but am willing to stick with it until a recoverySell all of the investment; I don’t like lossesBuy more; I am okay with temporary losses, because they present opportunitiesI am focused on preserving capital; I don’t mind if this approach sacrifices return potential
6. If your portfolio experienced a market correction declining 10%, how would you feel?*

AnxiousConcerned, but understand that the market does fluctuate over timeIndifferent; I am focused on long-term growthFine; short-term fluctuations do not concern me in the least
7.From what source was this proposed account obtained?*

Investment activities, personally taking market risksEntrepreneurial activities, personally taking business risksInheritance or other large, one-time paymentAccumulated savings over a long period of secure employment
8. If this proposed account suffered a temporary decline, could you cover your immediate cash-flow (i.e., expenses) needs from other sources of assets?*

No. There are no other assets that I could use to cover my immediate cash-flow needsYes. I have other assets that I could use to cover my immediate cash-flow needs,but it would be difficult to access themYes. I have other assets that I could use to cover my immediate cash-flow needsThis proposed account is not expected to fund any spending
9. Select your time horizon*

Less than 3 years3-8 years9-15 years16-20 yearsGreater than 20 years
10. How important is it for you to achieve the investment objective for these assets?*

Highly important; this is a number-one priorityMedium importance; I would like to do this, but can live without itLess important; this is not necessary
Risk Tolerance Score
Should be Empty: