SCM Direct Attitude To Risk Questionnaire

Name*

First NameLast Name

Date of Birth*

Date

Email*

example@example.com

GUIDANCE

Please answer the following questions which ask about your thoughts, attitudes and experiences when making financial investments and decisions. There are no right or wrong answers.

• Don’t spend too much time considering – your first response is probably best.
• Answer every question even if you feel it doesn’t really apply to you.

1. I would enjoy exploring investment opportunities for my money.*

I strongly agree with this statementI tend to agree with this statementIn betweenI tend to disagree with this statementI strongly disagree with this statement

2. I would go for the best possible return even if there were risk involved.*

3. How would you describe your typical attitude when making important financial decisions?*

4. What amount of risk do you feel you have taken with your past financial decisions?*

5. To reach my financial goal I prefer an investment which is safe and grows slowly but steadily, even if it means lower growth overall.*

I strongly agree with this statementI tend to agree with this statementIn betweenI tend to disagree with this statementI strongly disagree with this statement

6. I am looking for high investment growth. I am willing to accept the possibility of greater losses to achieve this.*

I strongly agree with this statementI tend to agree with this statementIn betweenI tend to disagree with this statementI strongly disagree with this statement

7. If you had money to invest, how much would you be willing to place in an investment with possible high returns but a similar chance of losing some of your money?*

8. How do you think that a friend who knows you well would describe your attitude to takingfinancial risks?*

9. If you had picked an investment with potential for large gains but also the risk of large losses how would you feel:*

10. Imagine that you have some money to invest and a choice of two investment products, which option would you choose?*

A product with a low average annual return but almost no risk of loss of the initial investmentA product with a higher average annual return but some risk of losing part of the initial investmentA mixture of the two products

11. I would prefer small certain gains to large uncertain ones.*

I strongly agree with this statementI tend to agree with this statementIn betweenI tend to disagree with this statementI strongly disagree with this statement

12. When considering a major financial decision which statement BEST describes the way you think about the possible losses or the possible gains?*

I am excited about the possible gainsI am optimistic about possible gainsI think about both the possible gains and lossesI am conscious of the possible lossesI worry about the possible losses

13. I want my investment money to be safe even if it means lower returns.*

I strongly agree with this statementI tend to agree with this statementIn betweenI tend to disagree with this statementI strongly disagree with this statement

What is your investment term?*

Short Term (3-7 years)Medium Term (8-15 years)Long Term (16+ years)

Would you like to receive updates from SCM Direct*

YesNo

How did you hear about SCM Direct / MoneyShe?*

Date

DateHourMinutesAM/PM Option

Please Note

This Attitude to Risk (“ATR”) questionnaire is only intended to give you a guide to what your attitude to risk is based on the answers you provide to the questions. The statistical validity of an ATR questionnaire is dependent on the socio economic and demographic background of participants and the way the questionnaire is administered. For this reason, the results from this questionnaire should not be regarded as the definitive answer to investment risk which should be seen in the context of that client's objectives and the financial significance of the investment being made. The questionnaire is only suitable for use with an investor who is prepared to take a degree of investment risk and is not designed to identify those investors who are not prepared to take any investment risk.

SCM Direct does not provide investment advice or make personal recommendations and if you are unsure about your risk profile or the suitability of any investments you should contact an independent financial adviser.

SCM Direct is a trading name of SCM Private LLP which is authorised and regulated by the Financial Conduct Authority to conduct investment business no 497525.

Registered in England and Wales, OC342778.