Application for the Approval of Parish Investment Management

Application for the Approval of Parish Investment Management
Parish Name*
Parish Town*
Contact Name*
Contact Email*
example@example.com
Contact Phone*
XXX-XXX-XXXX
Statement of Intent and Reason for Request
Upload Statement of Intent and Reason for Request*

PDF or Word Documents Only
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Current Investment Management Arrangements
Please check all that apply and specify the name(s) of the institutions/investment management firms that your parish utilizes/will utilize to manage your parish’s investment funds and the amount each managed on your behalf as of the most recent year end.
Invested through Donations and BequestsInvested in marketable securitiesDeposited in FDIC-insured accounts with State or Federally chartered bank(s)Managed Bank trust companies or investment management firmInvested in individual securities based on guidance of members of the congregation (Vestry, Finance Committee, or some other designated group)
Name of Institution*
Amount*
Name of Institution*
Amount*
Name of Institution*
Amount*
Name of Institution*
Amount*
Investment Oversight Practices
SAMPLE TEMPLATES:
Finance Committee Charter [Signed by Rector/Priest-in-Charge]Vestry Minutes Approving the Committee CharterCommittee Members' Full Name, Year/s of Membership, Position/s Held, Year/s of ServiceInvestment Policy StatementConflict of Interest Policy StatementInvestment Advisor's/Manager's Marketing MaterialInvestment Advisor's/Manager's ADV or SSAE Reports
Upload Documents *

PDF or Word Documents Only
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Finance/Investment Committee Profiles
Please ensure that the Finance Committee biographies contain summarized educational, professional, or other investment management background and experience. Each member must complete a Pledge of Personal Accountability.
Three to five unrelated parishionersWardensRector/Priest-In-ChargePledge of Personal Accountability for each member
Upload Committee Profiles & Pledges*

PDF or Word Documents Only
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Request for Proposal
I wish to receive from Donations and Bequests a proposal, as part of our due diligence for an investment manager.*
Endorsement of this Submission
WE ATTEST TO THE ACCURACY OF ALL INFORMATION INCLUDED IN THIS SUBMISSION. IN ADDITION, WE COMMIT TO PROVIDE THE EPISCOPAL CHURCH IN CONNECTICUT WITH NOTIFICATION OF ANY MATERIAL CHANGES IN THE INVESTMENT MANAGEMENT POLICIES OUTLINED IN THIS SUBMISSION.
Rector/Priest-In-Charge Signature*

Clear
Warden Signature*

Clear
Treasurer Signature*

Clear
Should be Empty:

Application for the Approval of Parish Investment Management

Statement of Intent and Reason for Request

Current Investment Management Arrangements

Investment Oversight Practices

Finance/Investment Committee Profiles

Request for Proposal

Endorsement of this Submission