0 -4 Points = D
There may be serious liability issues in the way your plan is being managed and you should take additional steps now to
5 - 8 Points = C
Understanding what is required and taking steps to meet those obligations is a move in the right direction. You should now implement a process to meet ERISA’s requirements.
9 - 11 Points = B
You have completed several steps towards meeting the responsibilities of running a compliant retirement plan. Complete the remaining steps to help ensure plan success.
12 - 14 Points = A
You have taken the steps necessary to help ensure your plan is being managed in a manner consistent with the regulations outlined by ERISA. Great Job!