• New Client Questionnaire

    We are excited to have you as a part of the Summit family. Please answer the questions below to help us get to know you better. This form takes roughly 9 minutes to complete.
    • Partner  
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    • Affiliations & Personal Advisors  
    • If yes, who? Which firm?

    • Name of company:

    • Important Dates  
    • Please list any important dates to you. This can include your wedding date, adoption of a child, death of a loved one, or any other date that is important to you!

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    • Risk Profile  
    • Please answer the following questions related to your investment experience and risk tolerance.

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    • Risk Assessment  
    • Your answers to the following questions help your advisor gauge which investment strategy may be appropriate for your current needs. Please add up your points and select the corresponding strategy at the end.

    • Questions 1-2 examine the time frame for the investments you’re planning to make. It is important to consider how long the money can be invested.

    • Questions 3-4 examine how you have planned ahead. It is important to consider your preparations for your immediate needs.

    • Questions 5-8 examine your current financial situation. It is important to consider how this new portfolio fits into your total financial picture.

    • Questions 9-12 examine your attitudes toward investing. It is important to consider how experienced you are with different investments and levels of risk.

    • Score and Strategy
      Total the points for questions 1-2, total points for questions 3-12, and then subtract 3-12 points from 1-2 points.

      Total for questions 1-2      
      Total for questions 3-12   
      Subtract 3-12 total from 1-2 total      

    • Should be Empty: