Risk Profile Questionnaire

Risk Profile Analysis, continued
RISK PROFILE ANALYSIS

The following questions will be used to assess your risk tolerance in order to develop a current investment objective.
Name

First NameLast Name
Date

MonthDayYear
Date
1. Which of the following best describes how you would use your portfolio to achieve your goal? (Please choose one.)*

Capital preservation and current income with relatively small fluctuations in annual returns and market value.High current income with relatively small fluctuations in annual returns and market value.High current income and some growth of capital with moderate fluctuations in annual returns and market value.Moderate growth of capital and some current income with moderate fluctuations in annual returns and market value.Growth of capital with moderately high fluctuations in annual returns and market value.Aggressive growth of capital with high fluctuations in annual returns and market value.
2. Which statement best describes your approach towards investing? (Please choose one.)*

I take a conservative approach to investing. I am uncomfortable with volatility and will accept lower rates of return in order to have stable portfolio values.I take a moderate approach to investing. I expect the value of my investments to fluctuate, but not too drastically. I will accept periodic, small losses in my portfolio, but I expect long term returns somewhere between the historical return of bonds and stocks.I take an aggressive approach to investing. My investments may fluctuate as much or more than the stock market does. While some years I might have a loss, over time I expect my returns to be as high or higher than the historical return of stocks.
3. Investing in the financial markets entails some degree of risk. Investors who seek high rates of return should be willing to accept periods of low or even negative returns, possibly over extended periods of time. The table below demonstrates the tradeoffs between average return, likelihood of losing money in any one year, and how extreme the declines may be. Review each hypothetical portfolio and select the one that you would be most comfortable with. (Please choose one.)*

Portfolio APortfolio BPortfolio CPortfolio DPortfolio EPortfolio F
4. Based on your financial goals, how long is your investment horizon? Your investment horizon begins now and lasts through the end of your financial goal retirement, college, home purchases, etc (Please choose one.)*

Short-term (0-3 years)Intermediate term (4-6 years)Long-term (7 or more years)
5. When do you expect to initially begin withdrawing cash from your investment portfolio? (Please choose one.)*

I do not plan to withdraw cash from my portfolio.Within the next 3 years.Within the next 4-6 years.Within the next 7 or more years.
6. How much do you plan to withdraw from your portfolio during the time period indicated in the above question? (Please choose one.)*

I do not plan to withdraw cash from my portfolio.1-3% annually.4-6% annually.7% or more annually.
RISK PROFILE ANALYSIS SCORING
Total Points
Your score on the questionnaire—and the resulting investment model portfolio you score into, should not be regarded as sufficient to make investment decisions and is not intended to replace the advice of a financial professional. Before making any investment decisions based off of this questionnaire, it is strongly recommended that you consult with your financial professional to discuss your specific risk tolerances and the suitability of various investments and allocations in view of your individual, financial, investment, tax, family, and other personal considerations.

Robert W. Baird & Co. Incorporated
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RISK PROFILE ANALYSIS

RISK PROFILE ANALYSIS SCORING