Advance Assurance on SEIS & EIS

1

Your name* This field is required.This name must be a director of the business

Forename

Middle name

Surname

Title

2

Email* This field is required.

example@example.com

3

Enter your Spondoo Client CodeThis service is free to Spondoo customers on a monthly plan. Clients on year end only plans, or external customers are required to be £300 (exclusive of VAT)

If you do not have a Spondoo Client Code, please press NEXT.

4

Your Date of Birth* This field is required.

Date

5

Key Details about your Company* This field is required.

Company Name

Companies House Registration Number

Unique Tax Payer Reference Number (UTR) for the company

6

Is the company applying as a knowledge-intensive company (KIC)If you do not know, please read this https://www.gov.uk/guidance/use-the-enterprise-investment-scheme-eis-to-raise-money-for-research-development-or-innovation. If you are still not sure, please skip this question and our accountants will discuss this with you

YESNO

7

For which schemes do you wish to obtain Advanced Assurance* This field is required.If you qualify, most businesses apply for both at the same time

Seed Enterprise Investment Scheme (SEIS)

Enterprise Investment Scheme (EIS)

8

How much equity investment do you wish to raise under EIS & SEIS (excluding capital introduced by the founders)?* This field is required.

Provide in GBP

9

What class of shares will be issued under the equity investment?* This field is required.Feel free to ask us questions via WhatsApp +44 7395 534661

Ordinary Shares (without an preferential rights)

Ordinary Shares (with an preferential rights)

Preference Shares

Convertible Notes

Mixture of Ordinary Share and Convertible Notes

10

Enter your companies Gross Asset Value immediately before this investment* This field is required.To qualify for SEIS this needs to be below £200,000, and for EIS or VCT it needs to be below £16,000,000

11

Please confirm that your business is a stand a lone company and does not have any subsidiary or parent companies* This field is required.

YESNO

12

Has the company ever received Venture Capital Scheme investments (under EIS, SEIS or VCT) or State aid before?* This field is required.

YESNO

13

Upload a copy of your latest shareholder register / cap table* This field is required.It must include the investors name, address, date of birth, amount invested, and number of shares held

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Max. file size: 10.6MB

14

Upload a list of investors you propose to include in your EIS & SEIS* This field is required.We appreciate this can be a bit of a 'chicken and egg 'situation and is a pretty silly requirement from HMRC. Please attempt to simply provide the name, address and tax residency with investment amount of each of your most friendly investors that are happy for you to share their details. We appreciate not all investors are going to be confirmed until you have your advanced assurance from HMRC, so just provide us with as many as you can (practically!).

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Max. file size: 10.6MB

15

Upload a copy of your business plan, cost model and pitch deck to investors* This field is required.These do not need to be comprehensive! You must ensure that you include the clear investment terms you are giving to your investors under SEIS or EIS

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Max. file size: 10.6MB

16

Upload a copy of your shareholder agreements being used with your investors and the articles of association for your business* This field is required.

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Max. file size: 10.6MB

17

Upload a copy of your passport* This field is required.this is for our anti-money laundering procedures

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Max. file size: 10.6MB

18

Let us check you are who you say you are* This field is required.this is for our anti-money laundering procedures

19

By submitting this form you confirm that all the information is correct and complete to the best of your knowledge. Knowingly providing incorrect or misleading information, may lead to prosecution* This field is required.