Current - Broker Recertification Package

1
Who is your CX Guru (Account Executive)?* This field is required.
Chris Gonzales
Chris Ovando
Gwen Wachowski
Jacob Morales
John Fougerousse
Kyle Backman
Mark Lutz
Max Napolitano
Mike Portal
Ny Peterson
Owen Rost
Tony Nguyen
Scott Feyche
Victor Bautista
Victoria Arguello
2
Company Name* This field is required.
3
Doing Business As (DBA)* This field is required.
4
Phone Number* This field is required.
5
Email* This field is required.
example@example.com
6
Full Name* This field is required.
First Name
Last Name
7
Business Address* This field is required.
Street Address
Street Address Line 2
City
State / Province
Postal / Zip Code
Please Select
Please Select
Afghanistan
Albania
Algeria
American Samoa
Andorra
Angola
Anguilla
Antigua and Barbuda
Argentina
Armenia
Aruba
Australia
Austria
Azerbaijan
The Bahamas
Bahrain
Bangladesh
Barbados
Belarus
Belgium
Belize
Benin
Bermuda
Bhutan
Bolivia
Bosnia and Herzegovina
Botswana
Brazil
Brunei
Bulgaria
Burkina Faso
Burundi
Cambodia
Cameroon
Canada
Cape Verde
Cayman Islands
Central African Republic
Chad
Chile
China
Christmas Island
Cocos (Keeling) Islands
Colombia
Comoros
Congo
Cook Islands
Costa Rica
Cote d'Ivoire
Croatia
Cuba
Curaçao
Cyprus
Czech Republic
Democratic Republic of the Congo
Denmark
Djibouti
Dominica
Dominican Republic
Ecuador
Egypt
El Salvador
Equatorial Guinea
Eritrea
Estonia
Ethiopia
Falkland Islands
Faroe Islands
Fiji
Finland
France
French Polynesia
Gabon
The Gambia
Georgia
Germany
Ghana
Gibraltar
Greece
Greenland
Grenada
Guadeloupe
Guam
Guatemala
Guernsey
Guinea
Guinea-Bissau
Guyana
Haiti
Honduras
Hong Kong
Hungary
Iceland
India
Indonesia
Iran
Iraq
Ireland
Israel
Italy
Jamaica
Japan
Jersey
Jordan
Kazakhstan
Kenya
Kiribati
North Korea
South Korea
Kosovo
Kuwait
Kyrgyzstan
Laos
Latvia
Lebanon
Lesotho
Liberia
Libya
Liechtenstein
Lithuania
Luxembourg
Macau
Macedonia
Madagascar
Malawi
Malaysia
Maldives
Mali
Malta
Marshall Islands
Martinique
Mauritania
Mauritius
Mayotte
Mexico
Micronesia
Moldova
Monaco
Mongolia
Montenegro
Montserrat
Morocco
Mozambique
Myanmar
Nagorno-Karabakh
Namibia
Nauru
Nepal
Netherlands
Netherlands Antilles
New Caledonia
New Zealand
Nicaragua
Niger
Nigeria
Niue
Norfolk Island
Turkish Republic of Northern Cyprus
Northern Mariana
Norway
Oman
Pakistan
Palau
Palestine
Panama
Papua New Guinea
Paraguay
Peru
Philippines
Pitcairn Islands
Poland
Portugal
Puerto Rico
Qatar
Republic of the Congo
Romania
Russia
Rwanda
Saint Barthelemy
Saint Helena
Saint Kitts and Nevis
Saint Lucia
Saint Martin
Saint Pierre and Miquelon
Saint Vincent and the Grenadines
Samoa
San Marino
Sao Tome and Principe
Saudi Arabia
Senegal
Serbia
Seychelles
Sierra Leone
Singapore
Slovakia
Slovenia
Solomon Islands
Somalia
Somaliland
South Africa
South Ossetia
South Sudan
Spain
Sri Lanka
Sudan
Suriname
Svalbard
eSwatini
Sweden
Switzerland
Syria
Taiwan
Tajikistan
Tanzania
Thailand
Timor-Leste
Togo
Tokelau
Tonga
Transnistria Pridnestrovie
Trinidad and Tobago
Tristan da Cunha
Tunisia
Turkey
Turkmenistan
Turks and Caicos Islands
Tuvalu
Uganda
Ukraine
United Arab Emirates
United Kingdom
United States
Uruguay
Uzbekistan
Vanuatu
Vatican City
Venezuela
Vietnam
British Virgin Islands
Isle of Man
US Virgin Islands
Wallis and Futuna
Western Sahara
Yemen
Zambia
Zimbabwe
Other
Country
8
Company NMLS ID* This field is required.
9
Company Website* This field is required.
10
Business Owners Those who own 10% or more in the company
Full Name
Title
Percent Owned
Phone No.
Email
NMLS ID
Owner 1
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Owner 3
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Full Name
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Email
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NMLS ID
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11
1. Has your company, and or/principals or corporate officers, been named as a defendant in a lawsuit for alleged fraud or misrepresentation in connection with any mortgage loan or real estate related activity in the past 12 months?* This field is required.
Yes
No
12
2. Have any principals or corporate officers been convicted of a crime or named in a pending criminal proceeding (excluding traffic violations and other minor offenses) in the past 12 months?* This field is required.
Yes
No
13
3. Has your company, and/or principals or corporate officers, filed for protection from creditors under any provision of United States bankruptcy laws in the past 12 months?* This field is required.
Yes
No
14
4. Has your company, and/or principals or corporate officers, ever had a broker license or other professional license suspended, revoked, or received any other disciplinary action from a regulatory agency in the past 12 months?* This field is required.
Yes
No
15
5. Has any lender with whom you are or were approved enforced, or attempted to enforce, the Hold Harmless or Repurchase clause of the correspondent or broker agreement with your company and/or any principals or officers in the past 12 months?* This field is required.
Yes
No
16
6. Has your company ever had adverse findings with regard to mortgage operations, including any audit examination or report by FHA, VA, FNMA, FHLMC, or regulatory, supervisory, or investigating agency in the past 12 months?* This field is required.
Yes
No
17
7. Has there been a material change in company ownership (greater than 10%), Board of Directors of Senior Management in the past 12 months? If yes, please provide more information below. * This field is required.
Please Select
Please Select
Yes
No
18
Broker of Record Signature* This field is required.IMPORTANT NOTE: If “Yes” has been answered to any of the above questions, please attach a letter of explanation, reasons for the occurrence, and action is taken to prevent a recurrence of a similar claim or action. If applicable, also provide any supporting documentation that is relevant to your explanation and/or action plan. By signing below, the broker hereby certifies that all information provided is true and accurate and that no material changes have occurred that would impact your approval with Redstone Funding LLC.
Clear
19
Broker of Record Signature* This field is required.Continued
Date
Title
20
Please upload the required documentation for your recertification with Redstone Funding LLC.* This field is required.W9, Profit and Loss, and Balance Sheet.
Drag and drop files here
Select files to upload
Max. file size: 10.6MB
Cancelof
21
How much Non-QM business is your office currently funding annually?* This field is required.
22
Who are the top 3 Non-QM lenders that your office is currently submitting your Non-QM business to?* This field is required.
Huge
Large
Normal
Small
Ok
Ok
23
Why do you choose to work with these Non-QM lenders?* This field is required.
Service
Pricing
Technology
Relationship with AE
Other
24
Last Question! How was the Broker Recertification Process with Redstone?
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