First Name
*
Last Name
*
Phone Number
*
Please enter a valid phone number.
Format: (000) 000-0000.
Email
*
example@example.com
Approximate Investable Net Worth
*
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How to Use This Section
The Risk Tolerance Client Questionnaire is designed to help give your Financial Advisor insight into your investor profile and your tolerance for assuming risk. Gauging your level of comfort with risk can be complex.For example, if you are a conservative investor, you may still want to have part of your overall investments invested aggressively to try to achieve inflation-beating returns or to balance a generally conservative portfolio. Or you may already have different investment objectives for different portions of your overall portfolio.Completing this questionnaire will help you and your Financial Advisor develop a portfolio that will best match your expressed investment objectives, time horizon and risk tolerance. This questionnaire is an important part of creating an appropriate investment program for your unique situation.
Total Score
Which one of the following best describes your primary investment objective?
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Wealth Accumulation - Emphasis on continued capital appreciation in accordance with your overall risk tolerance
Wealth Maintenance - Emphasis on maintaining a desired lifestyle or level of financial security
Wealth Distribution - Emphasis on using wealth for living expenses
Approximately how many years do you expect to continue to invest your assets in the stock market?
*
0-3 years
3-5 years
6-10 years
11-15 years
Greater than 15 years
Assume you are investing $100,000 and can choose from five hypothetical portfolios shown in the table below. The dollar values for each portfolio represent two possible returns-low and high-after one year. Assuming there is an equal chance of achieving either result (low or high), indicate which portfolio represents the maximum risk/return trade-off you would be willing to accept
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$55,000-$160,000
$65,000-$150,000
$75,000-$135,000
$85,000-$125,000
$95,000-$115,000
Please indicate the level of risk with which you are most comfortable
*
0
1
2
3
4
5
6
7
8
9
10
How long are you prepared to wait for your account to return to it’s original value after a down market?
*
Less than 18 months
18 months-2 years
2-3 years
3-5 years
More than 5 years
My current and future income (salary, pension, etc.) is:
*
Very secure/stable
Mostly secure/stable
Secure/stable
Somewhat secure/stable
Not secure/stable
How able are you able to handle financial emergencies with assets outside of you investment account?
*
Very able
Mostly able
Able
Somewhat able
Not able
Risk Profile Result
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