With the success of last year's launch of the CCO of the Year Award, we have added a Rising Star Award to highlight upcoming, dedicated, young professionals in the investment industry.
Are you a Chief Compliance Officer (CCO) or do you know a CCO that has gone above and beyond? The CCO position is a significant position and is crucial to the success of a business. Whether it be building new compliance programs, mitigating risk, or working through complex issues, we see CCOs strive for excellence.
In partnership, Core Compliance & Legal Services, Inc. (Core Compliance) and Starkweather & Shepley have created their annual Compliance Awards, which highlight and recognize distinguished individuals in the compliance industry.
The CCO of the Year Award is designed to recognize the significant role the Chief Compliance Officers and Compliance Programs play in the success of a business enterprise and recognize the accomplishments of leading firms within the industry.
Eligibility: Must currently hold the title of CCO at their firm and have a minimum of 10 years of experience in compliance.
Our Rising Star Award highlights those that are new to the world of compliance but show true potential and passion for bridging growth and success with compliance within their career.
Eligibility: Must currently hold a role within a firm that extends its responsibilities to regulatory compliance regulations. Must have a minimum of 3-5 years of experience in compliance.
SELF NOMINATIONS ARE PERMITTED
NOMINATOR is responsible for the accuracy of this information.
Open Nomination and Collection.
Those within the industry are welcome to self-nominate or nominate their colleagues for either of the awards. Nominations close on
November 30, 2022.
Discovery & Review.
Upon submission of nomination, our internal teams will review the responses and do a preliminary review of all nominees and their firms. Once assessed, those selected will proceed to the next phase.
After preliminary review, select nominees will be contacted for a short interview process. This interview will have members from both Starkweather and Shepley and Core Compliance.
Committee Review & Selection.
Upon completion of all nominee interviews, internal committees will review and assess all factors of compliance, industry contribution, and interview response.
Winners and Finalists will be selected by January 2023.
Contact Aimee Lastrella (619) 278.0020 or email email@example.com.
NOMINATIONS DEADLINE: 5 P.M. (PACIFIC TIME) ON November 30, 2022.