• Electronic Signature Agreement

  • Electronic Signature Agreement
    I agree that now and in the future when selecting “I AGREE,” “I CONSENT,” “I ACKNOWLEDGE,” “I
    CONFIRM,” or other similarly worded click-entry fields or checkboxes with mouse, keystroke or other
    device, my agreement or consent will be legally binding and enforceable and the legal equivalent of my
    handwritten signature.


    By selecting “I AGREE,” “I CONSENT,” “I ACKNOWLEDGE,” or “I CONFIRM,” I am representing that I
    have read and understood the document displayed and agree to be bound by the terms and conditions
    of the relevant document.


    I agree the electronically stored copy of this signature on this agreement and other documents is
    admissible and enforceable by Advantage Futures LLC (hereafter referred to as “Advantage”), and I
    agree not to contest such use.


    I agree to be bound by any affirmation, assent, or agreement transmitted to Advantage electronically via computer, telephonic or wireless devices, or other electronic means.


    I agree no certification authority or other third-party verification is necessary to validate my signature,
    hereafter referred to as my “E-Signature,” and lack of such certification or third party verification will not
    in any way affect the enforceability of my E-Signature or any resulting contract between Advantage
    and me.

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  • ACKNOWLEDGEMENT OF ADVANTAGE FUTURES LLC FUTURES CLIENT DISCLOSURES AND NOTICES

    (Please acknowledge receipt of each document in the Futures Client Disclosures and Notices Booklet.)
  • BY CHECKING I ACKNOWLEDGE BELOW, CLIENT HEREBY ACKNOWLEDGES TO HAVE RECEIVED AND UNDERSTANDS THE FOLLOWING RISK DISCLOSURE STATEMENTS PRESCRIBED BY THE CFTC AND OTHER RISK DISCLOSURES AND INFORMATION FURNISHED HEREWITHIN:

     

    • Risk Disclosure Statement for Futures and Options
    • CFTC Rule 1.55 Disclosure Document - Advantage Futures LLC
    • Electronic Trading and Order Routing Systems Disclosure Statement
    • Direct Order Transmittal Client Disclosure Statement
    • Disclosure Pursuant to Commodity Futures Trading Commission Rule 1.46 (e)(1)
    • Privacy Notice
    • Advantage Futures LLC Electronic Access Policy
    • NFA Investor Advisory -Futures and Virtual Currencies Including Bitcoin
    • CFTC Customer Advisory: Understanding the Risks of Virtual Currency Trading
    • Electronic Trading Guidelines – Montreal Exchange
    • Australian Securities and Investments Commission Notification
    • Special Notice or Foreign Brokers and Foreign Traders (For non-US accounts only)
    • Options Special Instructions Notice

     

    By checking the box "I ACKNOWLEDGE", I confirm that I have received the above disclosures and notices in the Advantage Futures LLC Futures Client Disclosures and Notices Booklet and understand all the above provided disclosures and notices.

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  • BY CHECKING I ACKNOWLEDGE BELOW, CLIENT HEREBY ACKNOWLEDGES TO HAVE RECEIVED AND UNDERSTANDS THE FOLLOWING RISK DISCLOSURE STATEMENTS PRESCRIBED BY THE CFTC AND OTHER RISK DISCLOSURES AND INFORMATION FURNISHED HEREWITHIN:

     

    • Risk Disclosure Statement for Futures and Options
    • CFTC Rule 1.55 Disclosure Document - Advantage Futures LLC
    • Electronic Trading and Order Routing Systems Disclosure Statement
    • Direct Order Transmittal Client Disclosure Statement
    • Disclosure Pursuant to Commodity Futures Trading Commission Rule 1.46 (e)(1)
    • Privacy Notice
    • Advantage Futures LLC Electronic Access Policy
    • NFA Investor Advisory -Futures and Virtual Currencies Including Bitcoin
    • CFTC Customer Advisory: Understanding the Risks of Virtual Currency Trading
    • Electronic Trading Guidelines – Montreal Exchange
    • Electronic Trading Guidelines – Montreal Exchange
    • Special Notice or Foreign Brokers and Foreign Traders (For non-US accounts only)
    • Options Special Instructions Notice

     

    By checking the box "I ACKNOWLEDGE", I confirm that I have received the above disclosures and notices in the Advantage Futures LLC Futures Client Disclosures and Notices Booklet and understand all the above provided disclosures and notices.

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  • For Internal Purpose Only:
    Accepted and Approved by:
    Authorized Officer of Advantage Futures LLC

    _____________________________________ Date: _________________

    _____________________________________ Date: _________________

  • INDIVIDUAL CLIENT ACCOUNT APPLICATION

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  • Personal Information

  • Please fill out a W9 and upload

    For W9 form please visit:https://www.irs.gov/pub/irs-pdf/fw9.pdf (Link will open in a new tab)

    For further information in filling out this form please visit:https://www.irs.gov/pub/irs-pdf/iw9.pdf (Link will open in a new tab)

  • If you are a non-resident alien, fill out a W-8BEN and upload

    For W-8BEN form please visit:https://www.irs.gov/pub/irs-pdf/fw8ben.pdf (Link will open in a new tab)

    For further information in filling out this form please visit:https://www.irs.gov/pub/irs-pdf/iw8ben.pdf (Link will open in a new tab)

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  • Employment Information

  • Bank Information

  • If you answer yes to any of the following questions , please provide additional information in the text box that appears below:

  • Statement delivery

  • I hereby acknowledge and consent that all confirmation of trades, statements of account and monthly statements (collectively “Account Statements”) will be transmitted electronically. Account Statements should be transmitted no later than the next business day after a transaction has been effected. In event of a disruption in the ability of Advantage Futures LLC to transmit Account Statements by electronic means, Advantage Futures LLC reserves the right to transmit Account Statements by any means that it reasonably deems appropriate, including by facsimile or regular mail. My consent will be deemed effective until further notice is given. This consent may be revoked at any time by written notice to Compliance@AdvantageFutures.com

  • Authorized Traders

  • Managed account forms need to be completed

  • Please Read and Acknowledge Below


    I fully understand trading in futures contracts, options on futures, foreign exchange transactions, trading physical or cash commodities, and exchange for physicals (“EFP”), or any other transaction Advantage Futures LLC ("Advantage") executes or clears on my behalf involves volatile markets subject to sharp price fluctuations which may result in the loss of capital greater than the amount of capital contained in my account. I understand on certain trading days, trading may be halted to my financial disadvantage. I affirm to be willing and financially able to assume the risks to which my capital will be exposed.

    I hereby authorize Advantage at any time to make inquiries, including with banks or any credit agency, for purposes of verifying information contained in this Application or otherwise supplied to Advantage. Further, I understand if Advantage discovers any adverse information that bears on my credit worthiness or questions the legality, soundness or ethics of my business dealings, Advantage may refuse to accept or
    continue to keep me as a client.


    BY SIGNING BELOW, I REPRESENT AND WARRANT TO ADVANTAGE FUTURES LLC THE
    FOREGOING INFORMATION CONTAINED IN THIS CLIENT ACCOUNT APPLICATION AND ANY INFORMATION SEPARATELY PROVIDED TO THE FIRM IS TRUE, CORRECT, ACCURATE, AND COMPLETE. I AGREE TO NOTIFY ADVANTAGE FUTURES LLC IN THE EVENT ANY INFORMATION CONTAINED IN THIS APPLICATION OR SEPARATELY PROVIDED HEREWITH CHANGES.

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  • Acknowledgement of Execution Services


    As a courtesy for clients, Advantage Futures LLC ("Advantage") has made arrangements with one or more other registered FCMs (“Order-Taking FCM”) to provide client access to a global 24-hour execution service. This service is operated by personnel from the Order-Taking FCM, not Advantage personnel. Because some electronic trading systems only accept orders that specify a limit price or do not accept contingent orders, and because the possibility of electronic trading system failures or unavailability, and Exchange actions beyond the Order-Taking FCM’s control always exist, be advised all orders place with or submitted through, such  global 24-hour execution service will be accepted only on a “not-held basis,” meaning that neither Advantage nor the Order-Taking FCM assumes any liability for any failure of order entry, execution, or cancellation of an order or for any errors arising at, or related to, a 24-hour execution service, except error due to willful misconduct or gross negligence.


    By checking I AGREE below, you are confirming you have read, understand and accept the above.

  • Authorization to Transfer Funds


    Advantage Futures LLC (“Advantage”) is authorized and directed, at any time and from time to time, without prior notice to Client, to transfer from one account of Client to another account of Client carried by Advantage (including transfers between regulated and non-regulated accounts) such excess funds, equities, securities
    or other property as in Advantage’s judgement may be required for margin, or to reduce any debit balance or to reduce or satisfy any deficits in such accounts, provided such transfer is not in conflict with the Commodity Exchange Act or other regulations promulgated there under. Notices of all transfers of funds made pursuant
    hereto shall be promptly confirmed in writing to the Client.


    By checking I AGREE below, you are confirming you have read, understand and accept the above.

  • Consent to Take the Other Side of an Order


    Client hereby agrees that without prior notice from Advantage Futures LLC (“Advantage”), when Advantage executes, sells or buys orders on Client’s behalf, Advantage, its directors, officers, employees, agents affiliates and any floor broker may buy or sell for an account in which any such person has a direct or indirect interest, subject to the limitations and conditions, if any, contained in the by-laws, rules or regulations of the exchange or board of trade upon which such buy or sell orders are executed, and subject to the limitations and conditions,
    if any, contained in any applicable regulations lawfully promulgated by the Commodities Futures Trading Commission.


    By checking I AGREE below, you are confirming you have read, understand and accept the above.

  • UNIFORM SUBSCRIBER AGREEMENT

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  • VENDOR: ADVANTAGE FUTURES LLC.
    (Party Delivering Market Data to Subscriber)

  • BY CHECKING THE BOX BELOW, I AGREE THAT NOW AND IN THE FUTURE WHEN SELECTING "I AGREE," MY AGREEMENT OR CONSENT WILL BE LEGALLY BINDING AND ENFORCEABLE AND THE LEGAL EQUIVALENT OF MY HANDWRITTEN SIGNATURE. BY SELECTING “I AGREE” I AM REPRESENTING THAT I HAVE READ AND UNDERSTOOD THE DOCUMENT DISPLAYED AND AGREE TO BE BOUND BY THE TERMS AND CONDITIONS OF THE RELEVANT DOCUMENT. I AGREE THE ELECTRONICALLY STORED COPY OF THIS SIGNATURE ON THIS AGREEMENT IS ADMISSIBLE AND ENFORCEABLE BY ADVANTAGE FUTURES LLC, AND I AGREE NOT TO CONTEST SUCH USE.

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  • Exhibit A to Schedule 4: Non-Professional Self-Certification Form

  • Based on the Subscriber’s qualifications, Subscribers may be charged reduced Fees for Information. To qualify for the reduction in Subscriber Fees, Subscriber must be considered a “Non-Professional.” Non-Professional shall mean and include either (i) an individual, natural person Subscriber(s) who, or (ii) certain small business entities (limited liability companies, partnerships, trusts or corporations) that, receive and use Information (excluding any pit traded data), in each case subject to the following restrictions:


    The Non-Professional Subscriber must:
    (a) have an active futures trading account;
    (b) be an individual, natural person or small business entity


    The Non-Professional Subscriber must not:
    (c) be a member (or hold or lease any type membership) of any exchange;
    (d) be registered or qualified as a professional trader or investment adviser with any stock, commodities or futures exchange or contract market, or with any financial regulatory authority
    (e) be acting on behalf of an institution that engages in brokerage, banking, investment, or financial activities


    The Non-Professional Subscriber’s Use of Information must:
    (f) be solely for the Subscriber’s personal or private use;
    (g) be limited to managing the Subscriber’s own assets, and not be used in connection with the management of any assets of any third party(ies) in any capacity

    The Non-Professional Subscriber’s Access to Information must only:
    (h) be via a maximum of two trading terminals per Distributor, permissioned for Real-Time Information and capable of routing orders to the CME Globex Platform (an “Order Routing Device”).


    Any Subscriber who does not meet the qualifications of a Non-Professional Subscriber will be considered a Professional Subscriber.

    Notwithstanding anything herein, CME reserves the right in all cases to make a final determination as to whether a Subscriber is a Non Professional or a Professional. CME reserves the right to amend this policy or terminate reduced fees for NonProfessionals at any time. Subscribers who qualify as Non-Professionals should sign below and return this Self-Certification form to Distributor. Please note that this form may be  subject to Distributor’s review and approval. Subscriber must notify Distributor as soon as is reasonably practicable in the event that Subscriber no longer qualifies as a Non- Professional. I hereby certify that I qualify as a Non-Professional pursuant to the definition described herein:

     

    BY CHECKING THE BOX BELOW, I AGREE THAT NOW AND IN THE FUTURE WHEN SELECTING "I AGREE," MY AGREEMENT OR CONSENT WILL BE LEGALLY BINDING AND ENFORCEABLE AND THE LEGAL EQUIVALENT OF MY HANDWRITTEN SIGNATURE. BY SELECTING "I AGREE" I AM REPRESENTING THAT I HAVE READ AND UNDERSTOOD THE DOCUMENT DISPLAYED AND AGREE TO BE BOUND BY THE TERMS AND CONDITIONS OF THE RELEVANT DOCUMENT. I AGREE THE ELECTRONICALLY STORED COPY OF THIS SIGNATURE ON THIS AGREEMENT IS ADMISSABLE AND ENFORCEABLE BY ADVANTAGE FUTURES LLC, AND I AGREE NOT TO CONTEST SUCH USE.

     

    SUBSCRIBER

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  • PRIVATE INDIVIDUALS SELF-CERTIFICATION FORM

  • Based on the Subscriber’s qualifications, Subscribers may be charged reduced fees for market data. To qualify for the reduction in Subscriber fees, Subscriber must be considered a “Private Individual.”


    The Private Individual shall only apply to those Subscribers which satisfy all the criteria set forth below:
    (a) The Subscriber is a natural person;
    (b) the Subscriber does not operate a credit institution or financial services institution;
    (c) the Subscriber will use the Information exclusively for his/her private purposes, such as, in particular, the management of his/her own private assets;
    (d) the Subscriber will not use the Information for business purposes, such as commercial securities trading or the professional management of third-party assets, or for his/her activities with a credit institution, a financial services institution or any other company which is subject to any domestic or foreign banking, stock exchange, securities trading or investment supervision;
    (e) the Subscriber will also not use the Information in any other manner for the purposes of third parties, such as, for instance, the non-professional management of third-party assets or within the framework of a non-commercial investment club; and
    (f) the Subscriber will not distribute the Information onward to third parties and will not make the Information available to third parties, in particular such third parties which do not qualify as Private Individuals.


    Subscribers who qualify as Private Individuals should sign below and return this SelfCertification form to Distributor. Please note that this form may be subject to Distributor’s review and approval. Subscriber must notify Distributor as soon as is reasonably practicable in the event that Subscriber no longer qualifies as a Private Individual. I hereby certify that I qualify as a Private Individual pursuant to the definition described herein:


    BY CHECKING THE BOX BELOW, I AGREE THAT NOW AND IN THE FUTURE WHEN SELECTING "I AGREE," MY AGREEMENT OR CONSENT WILL BE LEGALLY BINDING AND ENFORCEABLE AND THE LEGAL EQUIVALENT OF MY HANDWRITTEN SIGNATURE. BY SELECTING “I AGREE” I AM REPRESENTING THAT I HAVE READ AND UNDERSTOOD THE DOCUMENT DISPLAYED AND AGREE TO BE BOUND BY THE TERMS AND CONDITIONS OF THE RELEVANT DOCUMENT. I AGREE THE ELECTRONICALLY STORED COPY OF THIS SIGNATURE ON THIS AGREEMENT IS ADMISSIBLE AND ENFORCEABLE BY ADVANTAGE FUTURES LLC, AND I AGREE NOT TO CONTEST SUCH USE.

    SUBSCRIBER

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  • INTRODUCED ACCOUNT ACKNOWLEDGEMENT

  • Your account has been introduced to Advantage Futures LLC (“Advantage”) by {introducer} (“Introducer”). You acknowledge that Introducer is not an agent of or affiliated with Advantage and is acting as your agent. Unless Advantage receives prior notice to the contrary from you, Advantage is authorized accept from Introducer, without any duty of inquiry or investigation, orders for the purchase or sale of contracts for your Account. You understand and agree that Advantage is not responsible for any acts or omissions of Introducer, including without limitation, sales practices, trading practices, trade recommendations, or trade executions. You agree to look solely to Introducer for redress of any loss or damage arising out of Introducer’s acts or omissions. You acknowledge and agree that you will not receive any interest on any cash balances in your account(s). You acknowledge and agree that Advantage may share with Introducer broker a significant portion of the interest earned from the funds in your account and/or brokerage fees/commissions.


    By checking I AGREE below, you are confirming you have read, understand and accept the above. 

  • ADDITIONAL RISK DISCLOSURE

  • In view of information on your account application with Advantage Futures LLC, you should be aware of additional risk disclosures before you open a commodity futures and options trading account. If you fall into one or more of the following categories:
    • You are retired.
    • You have no prior commodities/futures or securities trading experience.
    • Your annual net income is less than $25,000 or net worth is less than $50,000.
    • You are investing retirement funds. (e.g. IRA, 401K, Keogh, etc.).
    • You are 65 years of age or older.


    In addition to the standard industry disclosures included in the Advantage Futures LLC Client Account Agreement, you should be aware that Commodities trading is considered a risky form of investment. If have pursued only conservative forms of investment in the past, you may wish to study commodity futures and options trading further before continuing an investment of this nature. You must realize that you could sustain a total loss of all funds you deposit with your broker as initial margin as well as substantial amounts of capital, including incurring liability for deficit balances, when trading futures or granting options, should the market go against your investment. You must also realize that the limited risk in buying options means you could lose the entire option investment should the position expire worthless. If you wish to continue with your investment, you acknowledge that the funds you have committed are purely risk capital and loss of your investment will not jeopardize your style of living nor will it detract from your future retirement program. Additionally, you fully understand the nature and risks of futures and options investments, and your obligations to others will not be neglected should you suffer investment losses.


    By checking I AGREE below, you are confirming you have read, understand and accept the above
    Additional Risk Disclosure.

  • COMMODITY FUTURES DISCRETIONARY TRADING AUTHORIZATION

  • Client hereby authorizes {name269} {address270} (name and address) as Client'
    manager ("Trading Manager") to buy and sell physical commodities, forward contracts, domestic and foreign futures contracts and commodity options (including options on domestic and foreign futures contracts) and to make or take delivery in fulfillment of such contracts or options for Client's account and risk through the firm of Advantage Futures LLC ("Advantage"), as broker or as dealer. Client will indemnify Advantage, its officers, shareholders, agents and employees and will pay Advantage promptly, on demand, for any losses arising from such trades and any debit balance due thereon.


    In all such purchases, sales or trades, Advantage is authorized to follow Trading Manager's instructions in every respect and Trading Manager is authorized to act for Client with the same force and effect as Client might do with respect to such purchases, sales or trades and all things necessary or incidental to the furtherance of such purchases, sales or trades. Advantage is directed to send to Trading Manager a copy of all statements that Advantage sends to Client concerning Client's account, including, but not limited to, monthly account statements, confirmations and purchase and sale agreements. Client hereby ratifies and
    confirms any and all transactions with Advantage heretofore or hereafter made by Trading Manager for Client's accounts.


    Trading Manager is not authorized to withdraw from Client's account any monies, securities or any other property either in Client's name or otherwise unless such withdrawal or payment is specifically authorized by Client. However, Client authorizes Advantage to deduct from Client's account and pay Trading Manager's fees upon presentation of a bill therefor. Client acknowledges that Advantage has no responsibility to determine or verify the accuracy of any such bills.


    This authorization shall remain in full force and effect until receipt from Client by Advantage or written notification of Client's revocation thereof.


    Client understands that Advantage is in no way responsible for any loss to Client occasioned by the actions of the individual or organization named above and that Advantage does not by implication or otherwise, endorse the operation or methods of such individual or organization.


    Client hereby confirms that it has received a copy of Trading Manager's disclosure document.

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  • (Note: In lieu of signing this Authorization, Client may provide Advantage with a copy of such other fully executed document by which Client has granted trading authority to a third party Trading Manager).

  • TRADING MANAGER’S ACCEPTANCE

  • The undersigned acknowledges receipt of a copy of the discretionary trading authorization or other document by which (the "Client") has granted trading authority over its account(s) to the undersigned. The undersigned hereby accepts appointment as Client's Trading Manager.

    Trading Manager represents and warrants to Advantage that Trading Manager:

    • is either registered as a commodity trading advisor with the CFTC and is a member of the
      National Futures Association or is exempt from CFTC registration requirements; and
    • the Trading Manager has provided Client with a copy of its most recent CFTC disclosure
      document, or has provided Advantage with a written explanation of the reason why it is
      not required to deliver a disclosure document to Client

    The following officers or employees of Trading Manager are authorized to act on behalf of Client's
    Account in accordance with the discretionary trading authorization:

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  • In connection with the undersigned ("Client") having agreed to open one or more accounts with Advantage Futures LLC ("Advantage") for the execution and clearance of orders on various commodity exchanges, Client hereby authorizes Advantage, at its discretion, to present this document to Client's current broker ("Broker"), the name and address of which is set forth below, requesting the immediate transfer of Client's account to Advantage.


    Upon presentation of this document by Advantage, Broker is hereby directed to transfer immediately to Advantage all open positions in Client's account, and all money, securities or property deposited in such account to margin or secure such positions, or otherwise. Advantage is further directed to send to Client a confirmation of such transfer.


    Client hereby confirms that, in connection with Client having opened an account with Broker, Client received and understood the Risk Disclosure Statement for Futures and Options required pursuant to CFTC Rule 1.55(c).
    Very truly yours,

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  • Thank you for filling out the forms, click Submit when ready. After you hit Submit, you will get an email confirmation and an Advantage Futures Employee will contact you.

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