New Regional Center Prep Document

EB-5 Regional Center Operational Business Plan Preparation Document

Laying out the straight facts about your EB-5 Project
The purpose of this document is to obtain the most accurate information regarding your business. Please read this document entirely before you start answering each of the questions, then answer each question as accurately as possible.

· Required answers are denoted with an asterisk (*)

· If you don’t have the answer to a non-required question please type “Not defined” in your answer, this will allow us to work on an assumption for you. If the question does not apply to your business, please type “NA”

· Questions marked with (*) imply they are absolutely required before we can proceed.

By using this Prep Document, you as the client, agree to the Terms and Conditions and are responsible for reading these to ensure awareness of revision periods and scope. This will avoid potential additional fees for rework.

Personal Information
Full Legal Name*

First NameMiddle NameLast Name
Mailing Address (preferably USA)

Street Address

Street Address Line 2

CityState / Province and Country (if not in the US)

Postal / Zip Code
Home Address (if different than mailing address)

Street Address

Street Address Line 2

CityState / Province

Postal / Zip Code
Phone Number*

Area CodePhone Number
Email Address*
example@example.com
EIN / SSN*

Regional Center Finances

In this section we collect information to understand the needs and projected performance of the Regional Center operations.

Please provide the budget established (if any) to file this Regional Center start-up:*

	Amount ($)
Legal Fees
Consulting
Filing Fees
Branding/Marketing
Equipment
Rental Deposit
Cash Reserved for Operations
Other 1
Other 2
Total

How will the total amount of capital above be funded*

	Amount ($)
Founders Equity
Preferred Equity
Private Equity
Loan
Total

Please provide indicative prices to be charged to the sponsors of EB-5 Projects or EB-5 investors. Not all of the Services listed below have to be provided by your Regional Center.*

	Expected Price	Expected Cost
Hosting Fees (per investor)
Marketing Fees (per project)
EB-5 Interest (% on EB-5 capital)
Compliance Services (per investor)
Administrative Fees
Loan Origination Fees

Please provide details about the Regional Center staffing plans if any:*

	Role	Person's name	Salary/ Commissions	Hiring Date	Number of Employees per Role Y1	Number of Employees per Role Y2	Number of Employees per Role Y3	Number of Employees per Role Y4	Number of Employees per Role Y5
Owner
President
Vice-President
Manager 1
Employee 1.1
Employee 1.2
Employee 1.3
Manager 2
Employee 2.1
Employee 2.2
Employee 2.3

Please provide a breakdown of expected operational costs of your Regional Center:*

	Cost per Month	Comments
Rent
Utilities
Insurance
Supplies
Consulting Fees
Transportation
Marketing
Phone/Internet
Miscellaneous
Accounting
Management
Other 1
Other 2

Marketing Strategy

We have to evaluate two different Marketing Strategies depending on the objective of the Regional Center: 1) Strategy to gather the attention of US business owners looking to host EB-5 projects under your Regional Center, and 2) Strategy around finding EB-5 investors while complying with SEC laws.
Marketing around finding EB-5 projects (if applicable)
What is the ideal EB-5 project to be hosted under your Regional Center?
Who are you targeting and how many projects you would like to host at the same time?
What are the main marketing channels you would like to use for attracting new project to the Regional Center?
Describe the plans or any ideas you may have for rolling out any marketing materials. Is there a parent company covering the marketing costs? Attach samples to this form if you would like to attach in the Appendix of the Business Plan.
Marketing around Finding EB-5 Investors overseas (if applicable)
What Countries will you target for finding EB-5 investors?
Do you have any strategic relationship with any broker-dealer, international agency, or else, worth mentioning in the business plan for obtaining EB-5 investors?
How many trips per year would you expect to make to those countries and, what is your budget on advertising for EB-5 investors per trip?
Do you plan to rely on finders’ fees from foreign agents to find EB-5 investors? If so, what do you expect to pay per investor?
Should be Empty:

	Your Regional Center	Project Sponsor
TEA Designation
Business Planning
Economic Analysis
Preparation of Corporate Legal Documents
Immigration Documents
Marketing Material Design
SEC Compliance and USCIS fillings
Escrow Management
Investor Screening and Source of Funds
EB-5 Investor Search

EB-5 Regional Center Operational Business Plan Preparation Document

Personal Information

Regional Center Information

Principal/Managers and Executive Bios

Objectives

Regional Center Scope of Work

EB-5 Project Hosting Process

EB-5 Investment Model

Regional Center Finances

Marketing Strategy

Marketing around finding EB-5 projects (if applicable)

Marketing around Finding EB-5 Investors overseas (if applicable)

	Investor Name	Percentage Owned	Capital Commited
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