LFF172 - ETF Disclosure (Existing Account)

LFF172 - Exchange Traded Product Risk Disclousre Form

Purpose: Investors should consider an ETP's investment objective, risks, charges and expenses carefully before investing.
What type of account is considering an Exchange Trade Products?
Advisor/Rep Name

First NameLast Name
Advisor/Rep Email
example@example.com
Assistant Email (Optional)
example@example.com
Client Name(s)
List Client Account Number(s)
Is the client purchasing a Category 2 (as classified by Raymond James) Exchange Traded Product (“ETP”) ?
Document delivery method
Identify the Date you delivered the ETP Disclosure Documents to the investor

MonthDayYear
Date
If you are choosing to mail or hand deliver the Document Disclosures, the required documents will be emailed to you.
Investor Email
example@example.com
Investor Address (if physically mailing)

Street Address

Street Address Line 2

CityState / Province

Postal / Zip Code
Date Completed

MonthDayYear
Date
Disclosure Delivery Obligations
Exchange Traded Products Risk Disclosure
Should be Empty:

LFF172 - Exchange Traded Product Risk Disclousre Form