Advisor Response to Nonprofit RFP
Form for the Advisory Firm Submitting Proposals
In response to RFP from which nonprofit?
Name of the Firm:
Contact information for questions:
First Name
Last Name
Email
Phone Number
Format: (000) 000-0000.
Provide a short description of the firm:
Attach an ADV disclosure form:
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Provide biographical information about the key individuals that will be involved:
Are there any FINRA disclosure events for the advisory firm or key individuals?
Yes
No
If Yes, provide link(s) to the disclosure events:
After reviewing the Research Affiliates asset allocation interactive tool found on researchaffiliates.com - if your firm has any significant disagreements regarding the asset class expectations for return and volatility over the next 10 years, please describe:
Provide an attachment for a model portfolio for an appropriate level of risk with a summary of portfolio characteristics:
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Provide a disclosure of fees for both any investment funds used and the advisor's fee:
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What is the expected total expense ratio?
Disclose any potential conflicts of interest such as revenue-sharing agreements with investment companies:
Submit
Should be Empty: