Investment Management Fact Finder & Risk Tolerance Questionnaire
What is your name?
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First Name
Last Name
What's the best phone number to reach you at?
*
Please enter a valid phone number.
Format: (000) 000-0000.
What's the best e-mail to reach you at?
*
example@example.com
What's your birthday?
*
-
Month
-
Day
Year
Date
What is your home address?
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Street Address
Street Address Line 2
City
State / Province
Postal / Zip Code
Would you like to add a spouse/co-client to your profile?
*
Yes
No
What is the name of your spouse/co-client?
First Name
Last Name
What's their phone number?
Please enter a valid phone number.
Format: (000) 000-0000.
What's their e-mail address?
example@example.com
Their birthday?
-
Month
-
Day
Year
Date
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What is your employment status?
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Employed
Self-employed
Homemaker
Unemployed
Retired
What company do you work for?
What's your job title?
What age do you plan on retiring?
What is the employment status of your spouse/co-client?
Employed
Self-employed
Homemaker
Unemployed
Retired
What is your employment status
Employed
Self-employed
Homemaker
Unemployed
Retired
What company does your spouse/co-client work for?
What is their job title?
What age do they plan on retiring?
What is your total annual income from all sources?
*
What's the best estimate of your total net worth (Assets-Debt)?
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Less than $100,000
$100,000-$250,000
$250,000-$1,000,000
More than $1,000,000
What's the best estimate of your liquid net worth (Bank & Investment Accounts - Debt)?
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Less than $100,000
$100,000-$250,000
$250,000-$1,000,000
More than $1,000,000
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Risk Tolerance Questionnaire
This questions apply to the whole household, so be sure to include any co-client's input in your answer choices.
What is the main purpose for the funds you're investing?
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Retirement
Major purchase
Current income
Other
When do you plan on using the bulk of the money you are currently saving?
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Immediately
0-7 years from now
8-15 years from now
More than 15 years from now
How would you describe your own knowledge of investments and financial markets?
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None
Limited
Basic
Substantial
What statement best describes your current cash flow situation?
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I have ample extra cash after paying for my living expenses and I never dig into my savings
I have some extra cash after paying for living expenses and rarely need to take money from my savings
I have no additional cash flow after paying my living expenses and frequently need to dig into my savings for unforeseen circumstances, like a major car repair
I have no cash flow and I currently rely on my savings to fund all or a substantial portion of my living expenses
Do you have an emergency fund? If so, how long could it support your living expenses?
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No, I do not have an emergency fund
Yes, and it can fund 1 month of living expenses
Yes, and it can fund 3 months of living expenses
Yes, and it can fund 6 or more months of living expenses
If you are currently working and were laid off today, how quickly do you believe you could begin working at a comparable job to your current one?
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In less than 1 month
In between 1-3 months
In between 3-6 months
Greater than 6 months
N/A
What would you estimate your credit score to be?
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740 or higher
690-739
630-689
550-629
550 or below
How many sources of income do you and your family have?
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Zero
One
Two
Greater than two
How would you classify yourself your own risk tolerance as an investor?
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Risk-averse (conservative)
Moderately risk-averse
Neither risk-averse nor risk-seeking
Moderately risk-seeking
Risk-seeking (aggressive)
Do you engage in high-risk activities or sports (e.g. skydiving, dirt biking, etc.)?
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Yes
No
Which of the following companies would you find most appealing to invest in?
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A startup firm with major growth potential, but also a significant risk of going bankrupt
A somewhat-established firm which is closely involved with technological innovations
A major, well-established firm with a history of paying steady dividends
A stable, electric utility company
If you had to place a bet on one of the following choices, which would you take?
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A 50% chance of making $500 and a 50% chance of losing $250
A 100% chance of making $50
Do you frequently buy lottery tickets (risking a small amount of money for a very small potential for a big win)?
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Yes
No
If your investment portfolio dropped by 20% over six months and did not know what would happen next, what would you do?
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Sell all your stocks in fear of further losses
Certainly not welcome the recent losses, but stick to the long-run plan even if it means staying invested
Consider investing additional money (if available) while investments are down
What would you do if that portfolio fell another 20%?
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Sell everything in fear of further losses
Stick to the long run plan, whether that means staying invested or not
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What are your main goals working with a financial planner?
Submit
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