• Risk Profile Questionnaire

  • Part 1: Perspectives on Risk, Decision-Making, and Financial Priorities

    Direction: Please choose the corresponding box for your answer.
  • 1. When you think of the word “risk,” what word best describes your thoughts?
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  • 2. How do you manage when faced with an important decision?
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  • 3. When faced with a financial decision, what are you most concerned with?
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  • 4. Imagine you were in a job where you could choose between salary, bonus, or a mix of both. Which would you choose?
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  • 5. How familiar are you with investment & financial markets?
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  • Part 2: Assessing Investment Outlooks, Risk Tolerance, and Attitudes

  • 6. For how long would you expect most of your money to be invested, before you would need to access capital?
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  • 7. Are you likely to need access to the funds during the term of the investments? (For superannuation investors, please select No).
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  • 8. How would you react if your investment value dropped by 20%, six months after placing your investments?
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  • 9. What is the most aggressive investment you’ve ever made?
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  • 10. Which of the following best describes your purpose for investing?
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  • Part 3: Retirement Planning and Risk Acceptance Assessment

  • 11. Imagine you have set a goal to retire at a particular age and have also determined the lifestyle you would like in retirement. Your financial adviser informs you that, in order to achieve the desired lifestyle, you will need to make investments of a higher risk than you would normally be comfortable with. Which of the following options would you feel most represents your thinking?
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  • 12. How would you describe your acceptance of risk?
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  • 13. Have you ever borrowed money to invest?
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  • 14. How do you feel about borrowing money to invest?
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  • RISK PROFILE DESCRIPTIONS

    To determine your risk profile based on your score, simply select the corresponding “total score range” below:
  • Total Score Range Risk Profile
    70 to 140 Very Conservative (100% Cash)
    141 to 220 Conservative (100% Fixed Interest)
    221 to 310 Moderately Conservative (70% Defensive/30% Growth)
    311 to 400 Conservative Growth (50% Defensive/50% Growth)
    401 to 480 Balanced (30% Defensive/70% Growth)
    481 to 560 Growth (15% Defensive/85% Growth)
    561 to 650 High Growth (100%)

     

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  • YOUR RISK PROFILE & DECLARATIONS

  • REASONS FOR SELECTION:

  • For couples only with Joint investments

  • Where there is a difference between Client 1 & Client 2 risk profiles, with joint investments:

  • CLIENT DECLARATION

  • I/we confirm the information contained in this form is true and correct to the best of my/our knowledge.

    I/We give permissions for this information to be used for the provision of advice and I/We understand that the investment recommendations will be based on the information supplied in this form.

    In understanding the concept of risk and return, I/we acknowledge that the risk profile agreed to is an adequate reflection of my/our tolerance of investment risk.

  • Date
     - -
    2 digit month, 2 digit day, 4 digit year

  • By entering my name I confirm the answers provided are correct to the best of my knowledge.

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