Risk Profile Questionnaire

Risk Profile Questionnaire

To determine your risk tolerance and investment experience
Date*

MonthDayYear
Date
Name*

First NameLast Name
Email*
example@example.com

Section 1 - Investment Objectives
What is the intent of your portfolio? Please select the most appropriate one.*

To generate income for todayTo generate income at a later dateTo provide for my dependants (I do not anticipate using these funds)To fund a large purchase in the future
What is your major goal for your portfolio? Please select the most appropriate one.*

To ensure that my portfolio remains secureTo see my portfolio grow and to avoid fluctuating returnsTo balance growth and security, and to keep pace with inflationTo provide growth potential, and to accept some fluctuations in returnsTo provide the sole objective of potential long-term growth

Section 5 - Portfolio Volatility
A portfolio is a basket containing different investments. The returns earned by a specific portfolio depend on the mix of investments that make up the portfolio. The following graph shows the probable range of returns (from best to worst) of four hypothetical portfolios over a one-year period. In which of these portfolios would you prefer to invest?*

Portfolio APortfolio BPortfolio CPortfolio D
Some investors are more willing than others to accept periodic declines in the value of the portfolio as a trade-off for potentially higher long-term returns. Which response best represents your feelings toward the following statement? "I am willing to experience potentially large and frequent declines in the value of my investment if it will increase the likelihood of achieving higher long-term returns."*

Strongly agreeAgreeDisagreeStrongly disagree

	No Experence	1-2 Years	3-5 Years	6-10 Years	10+ Years
Equities (includes ETFs)
Annuities/Variable life
Certificates and CDs
Commodities (including crypto currency)
Alternative investments (included managed futures and hedge funds)
Fixed Income (includes UITs)
Limited Partnerships
Mutual Funds and 529s
Non-traded REITs, BDCs and non-traded closed end funds
Options
Structured Products

	0-5 trades/year	6-15 trades/year	16+ trades/year
Equities (includes ETFs)
Annuities/Variable life
Certificates and CDs
Commodities (including crypto currency)
Alternative investments (included managed futures and hedge funds)
Fixed Income (includes UITs)
Limited Partnerships
Mutual Funds and 529s
Non-traded REITs, BDCs and non-traded closed end funds
Options
Structured Products

Section 1 - Investment Objectives