Alpha Pointe Capital 401(k) Benchmarking Form
Please fill out as much as you can. We'll contact you for more information if necessary. Questions? Info@alphapointecap.com
Company Name
Industry
Plan Administrator Name
(The person at your company who manages the plan)
Title
Email
Phone
Total Number of Employees
Total Number of Eligible Employees
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Number of Years Plan Offered
Type of 401(k) Plan (Check all that apply):
Safe Harbor
MEP or PEP
Deferral Only
Auto Enrollment
Auto Escalation
Roth 401k
Profit Sharing
Other
Matching Percentages (if applicable):
Escalation Rates (if applicable):
Participation Rage
Average Deferral Rate
Average Employer Contributions
Additional Savings Plans
Yes
No
Other
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Number of Investment Options
Investment Options
Target or Retirement Date Mutual Funds
Target or Retirement Date CITs
General Allocation of Mutual Funds
Brokerage
Insurance
Annuity
Average Investment Fees
Administrative, Custodial, and other Investment Fees (Check Invoices, 404(a) notices)
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Plan Performance Average Annual Return
Compliance
Diligence Reports on File
Plan Audits
Violations
Fiduciary Services
Investment Policy Statement
Investment Committee
Retirement Plan Committee
Financial Advisor
Other
How often is the plan reviewed?
Every 6 months
Annual
Every other year
No set schedule
Never
Recordkeeper
Financial Advisor
Third-Party Administrator
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Challenges, Areas of Improvement, Other Comments
Registered Representative of Thurston Springer Financial and Investment Advisor Representative of Thurston Springer Advisors. Securities are offered through Thurston Springer Financial, Member FINRA, SIPC. Advisory services offered through Thurston Springer Advisors, an SEC Registered Investment Advisor. Alpha Pointe Capital is a DBA of Thurston Springer Financial and Thurston Springer Advisors.
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