• Investor Categorisation

    This investment product is classified as a Non-Mainstream Pooled Investment (NMPI) and may not be appropriate for all investors. As such, we are required to verify if you meet the eligibility criteria for this type of investment. Below are the investor categories that qualify for NMPI investments.

  • How are you classified as an Investor?

  • Professional Investor

  • I declare that I am a Per Se Professional investor as I fulfil one of the four below definitions:
    ‍
    (1) Entities which are required to be authorised or regulated to operate in the financial markets:

    (2) A Large undertaking meeting two of the following size requirements:‍

    (I) balance sheet total of 20,000,000 Euro or more;
    (ii) net turnover of 40,000,000 Euro or more;
    (iii) own funds of 2,000,000 Euro or more
    ‍
    (3) A National or regional government, including a public body that manages public debt at national or regional level, a central bank, an international or supranational institution or another similar international organisation.

    (4) Another institutional investor whose main activity is to invest in financial instruments, including an entity dedicated to the securitisation of assets or other financing transactions.

     

  • Certified Sophisticated Investor 

  • Please confirm whether you qualify as a sophisticated investor on the basis that in the last three years you have received a certificate from an authorised firm confirming you understand the risks involved with non-mainstream pooled investments.

  • Or

  • I accept that being a sophisticated investor will expose me to promotions for investment where there is a significant risk of losing all the money I invest. I am aware that it is open to me to seek professional advice before making any investment in a high-risk investment.

  • Clear
  •  - -

  • Self-Certified Sophisticated Investor

  • Please confirm whether you qualify as a self-certified sophisticated investor on the basis that A, B, C or D apply to you. 

    In the last two years have you:

  • A) worked in private equity or in the provision of finance for small and medium enterprises?

  • B) been the director of a company with an annual turnover of at least £1 million?

  • C) made two or more investments in an unlisted company?

  • Or

  •  

    I accept that being a self-certified sophisticated investor will expose me to promotions for investments where there is a significant risk of losing all the money I invest. I am aware it is open to me to seek advice from someone who specialises in advising on Non-Mainstream Pooled Investments (NMPI).

     

  • Clear
  •  - -

  • Certified High Net Worth Individual

  • Please confirm whether you qualify as a high-net-worth investor on the basis that A or B apply to you.

    In the last financial year did you have:

     

  • A) an annual income of £100,000 or more? Income does NOT include any one-off pension withdrawals.

  • B) net assets of £250,000 or more? Net assets do NOT include: your home (primary residence), your pension (or any pension withdrawals) or any rights under qualifying contracts of insurance.

  • Or

  • I accept that being a high-net-worth investor will expose me to promotions for investment  where there is a significant risk of losing all my money I invest. I am aware that it is open to me to seek professional advice before making any investment in a high-risk investment.

     

  • Clear
  •  - -

  • Disclaimer

  • By selecting a category above, you confirm that you have read and understood the statements provided. You acknowledge that your selection will determine the information and services you are eligible to access on this webpage.

     

  • Contact details

  • Please provide your contact details so we can keep you informed about this product. We will only retain your information if we assess that this investment product is appropriate for you.

  •  -

  • Appropriateness Assessment

  • Introduction
    You are looking to access marketing content in relation to a Non Mass Market Investment (NMMI) product. The CB Fund is categorized as NMMPI’s as they are unregulated collective investment schemes (UCIS). UCIS are investment schemes that pool money from several investors to invest in various assets. Unlike regulated schemes, UCIS operate without direct FCA oversight. This lack of regulation means that these schemes can be riskier. Before we can present marketing content in relation to the CB Fund to you, the rules of our regulator (the FCA) mean we must assess whether the investment is appropriate for you.

     

    What is the appropriateness test?
    The appropriateness test is needed when you have not been given advice by a professional Financial Adviser about the risks and merits of investing in a complex financial instrument such as an NMMPI. It is designed to check whether your knowledge and experience is such that you are likely to be able to understand the features of the product, the terms and risks involved in the investment, and therefore whether it is appropriate for you.

    Please answer all the relevant questions or we will not be able to assess you.

    This section comprises 7 questions assessing your knowledge and 4 questions evaluating your experience. It is estimated to take no more than 5 minutes to complete.

  • Knowledge

  • Please answer the following questions/statements.

  • Experience

  • 1) Have you ever independently* invested in an unregulated Collective Investment Scheme? If so, how long and at what frequency have you been investing?

  • 2) How many times in the past 12 months have you independently* traded in Mini-Bonds, AIM shares, Small Cap shares, Illiquid shares or other Unlisted Securities or Unlisted property funds?

  • Risk Warning

  • Dear,    This is a high-risk investment. How would you feel if you lost the money you’re about to invest? Take 2 mins to learn more.

  • 24-hour cooling-off period

  • To comply with regulatory requirements, you are now entering a 24-hour cooling-off period. We will notify you when the waiting period has ended. If necessary, depending on your client classification, you may complete our suitability assessment at this time to help us assess whether this product is suitable for you.

  • Suitability Assessment

  • Please complete all relevant questions to enable an accurate assessment of your suitability for this product. This suitability assessment is required if you have not received guidance from a professional Financial Adviser on whether investing in a Non-Mainstream Pooled Investment (NMPI) aligns with your circumstances. The assessment is designed to evaluate if your Investment Objectives, Financial Circumstances, and risk profile are suitable for this product.

    This section includes 4 questions on your investment objectives, 6 questions on your financial circumstances, and 6 questions on your risk tolerance. The estimated time for completion is approximately 5 minutes.

  • Investment Objectives

  • Financial Circumstances

  • 4) Are you currently aware of anything that may adversely affect/decrease your financial circumstances in the next 3 months 

  • Risk Tolerances

  • For the below questions, select the answer that is the best match for how you feel

  • Declaration

  •  I accept that the answers given on this form are true to the best of my knowledge. I accept and fully understand the answers given to the questions above. I declare that I have the sufficient knowledge and experience or have received sufficient advice to assess the merits and risks of these types of instruments and declare that the instrument is suitable given my investment objective and attitude to risk.

     

    I fully accept the risks that accompany this instrument and confirm that no advice has been taken from Enigma Strategy on the suitability of the investment.

     

    I have read and understood the implications of the transaction I am entering.

  • Clear
  •  - -

  • Thank you for your response.

    Based on the details you've provided, you do not meet the criteria to access this investment product, which is exclusively available to Professional Investors, Certified sophisticated investors, Self-Certified sophisticated investors or Certified High Net Worth Individuals.

    Next steps:
    If you believe this assessment is incorrect or wish to learn more about investor eligibility, we recommend reviewing the FCA's guidelines for these categories. You may also want to consult with a financial advisor to explore alternative investment options that may be more suitable for your profile.

    If you have any questions or need further assistance, feel free to contact us.

    Return to Homepage – Click Here

  • Professional Investor

  • Based on the information you provided, you have been classified as a professional investor. To access details regarding the CB Investment Fund, please click on the link below and enter the password: TCGCaPItal

    Access CB Fund investment page - Click Here

     

    Return to Homepage – Click Here

  • Risk Warning


  • Based on the information you have provided and the nature of this product and its associated risks, Enigma does not consider that this offering would be suitable for you at this time.


    Please note you will not be permitted to apply and complete another suitability assessment with us within 90 days the date of this assessment.


    As with any investment, your capital is at risk, as the value of your investment can go down as well as up.

     

    Return to Homepage – Click Here

  • Appropriateness Failure

  • Based on the information you have provided and the risks associated with investing, Enigma does not consider that its high risk investment products will be appropriate for you at this time.

    If after further consideration, you still wish to consider trading with Enigma, the following options are available to you:

    ❖      You may be eligible for our advisory and/or standard discretionary services. To enquire please e-mail support@enigmastrategy.com

    Please note you will not be permitted to apply and complete another assessment with us within three months of the date of this assessment.

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