Suitability Questionnaire (Client)

This is the VIP Suitability Questionnaire.

We're going to help you determine your Investor Profile. We do this in order to identify your Time Horizon and Risk Tolerance. Based on your answers, we'll generate an Investor Profile. Your profile will help Valor Investments and Planning implement a risk-based score for consideration during review and for use in performance reporting. Please read carefully and continue with the questions below. If you just completed our new client on-boarding, we will need you to provide your name again. We apologize for the inconvenience.

I plan to begin withdrawing money from my investments in:*

Less than 3 years3 - 5 years5 - 10 years10 years or more

Once I begin withdrawing funds from my investments, I plan to spend all of the funds in:*

Less than 2 years2 - 5 years5 - 10 years10 years or more
Time Horizon Score*

What amount of financial risk are you willing to take when you invest?*

Take lower than average risks expecting to earn lower than average returns.Take average risks expecting to earn average returns.Take above average risk expecting to earn above average returns.

Select the investments you currently own, have owned, or would own:*

CDs or Treasury BillsBonds and/or Bond FundsTarget Date FundsStocks and/or Stock FundsOptions and/or Leveraged FundsNone

Consider the following scenario:

Imagine that in the past three months, the overall stock market lost 25% of it's value. An individual stock investment you own also lost 25% of it's value.
What would you do?*

Sell all of my sharesSell some of my sharesDo nothingBuy more shares

Review the chart below containing hypothetical investment solutions.
Which of the above hypothetical investment has an outcome most acceptable to you?*

ABCDE
Risk Tolerance Score*

This is the VIP Suitability Questionnaire.