Application Type
*
Individual Account
Joint Account
Corporate Account
Company or Trust Name
*
TFN / APN
Applicants Information
*
Mr.
Ms.
Mrs.
Dr.
Other
Prefix
First Name
Middle Name
Last Name
Phone Number
*
Please enter a valid phone number.
Format: (000) 000-0000.
Email
*
example@example.com
What is your date of birth?
*
-
Day
-
Month
Year
Date
What is your nationality?
*
What is your country of birth?
*
What are your address details?
*
Street Address
Street Address Line 2
City
Province
Postal Code
Please Select
Afghanistan
Albania
Algeria
American Samoa
Andorra
Angola
Anguilla
Antigua and Barbuda
Argentina
Armenia
Aruba
Australia
Austria
Azerbaijan
The Bahamas
Bahrain
Bangladesh
Barbados
Belarus
Belgium
Belize
Benin
Bermuda
Bhutan
Bolivia
Bosnia and Herzegovina
Botswana
Brazil
Brunei
Bulgaria
Burkina Faso
Burundi
Cambodia
Cameroon
Canada
Cape Verde
Cayman Islands
Central African Republic
Chad
Chile
China
Christmas Island
Cocos (Keeling) Islands
Colombia
Comoros
Congo
Cook Islands
Costa Rica
Cote d'Ivoire
Croatia
Cuba
Curaçao
Cyprus
Czech Republic
Democratic Republic of the Congo
Denmark
Djibouti
Dominica
Dominican Republic
Ecuador
Egypt
El Salvador
Equatorial Guinea
Eritrea
Estonia
Ethiopia
Falkland Islands
Faroe Islands
Fiji
Finland
France
French Polynesia
Gabon
The Gambia
Georgia
Germany
Ghana
Gibraltar
Greece
Greenland
Grenada
Guadeloupe
Guam
Guatemala
Guernsey
Guinea
Guinea-Bissau
Guyana
Haiti
Honduras
Hong Kong
Hungary
Iceland
India
Indonesia
Iran
Iraq
Ireland
Israel
Italy
Jamaica
Japan
Jersey
Jordan
Kazakhstan
Kenya
Kiribati
North Korea
South Korea
Kosovo
Kuwait
Kyrgyzstan
Laos
Latvia
Lebanon
Lesotho
Liberia
Libya
Liechtenstein
Lithuania
Luxembourg
Macau
Macedonia
Madagascar
Malawi
Malaysia
Maldives
Mali
Malta
Marshall Islands
Martinique
Mauritania
Mauritius
Mayotte
Mexico
Micronesia
Moldova
Monaco
Mongolia
Montenegro
Montserrat
Morocco
Mozambique
Myanmar
Nagorno-Karabakh
Namibia
Nauru
Nepal
Netherlands
Netherlands Antilles
New Caledonia
New Zealand
Nicaragua
Niger
Nigeria
Niue
Norfolk Island
Turkish Republic of Northern Cyprus
Northern Mariana
Norway
Oman
Pakistan
Palau
Palestine
Panama
Papua New Guinea
Paraguay
Peru
Philippines
Pitcairn Islands
Poland
Portugal
Puerto Rico
Qatar
Republic of the Congo
Romania
Russia
Rwanda
Saint Barthelemy
Saint Helena
Saint Kitts and Nevis
Saint Lucia
Saint Martin
Saint Pierre and Miquelon
Saint Vincent and the Grenadines
Samoa
San Marino
Sao Tome and Principe
Saudi Arabia
Senegal
Serbia
Seychelles
Sierra Leone
Singapore
Slovakia
Slovenia
Solomon Islands
Somalia
Somaliland
South Africa
South Ossetia
South Sudan
Spain
Sri Lanka
Sudan
Suriname
Svalbard
eSwatini
Sweden
Switzerland
Syria
Taiwan
Tajikistan
Tanzania
Thailand
Timor-Leste
Togo
Tokelau
Tonga
Transnistria Pridnestrovie
Trinidad and Tobago
Tristan da Cunha
Tunisia
Turkey
Turkmenistan
Turks and Caicos Islands
Tuvalu
Uganda
Ukraine
United Arab Emirates
United Kingdom
United States
Uruguay
Uzbekistan
Vanuatu
Vatican City
Venezuela
Vietnam
British Virgin Islands
Isle of Man
US Virgin Islands
Wallis and Futuna
Western Sahara
Yemen
Zambia
Zimbabwe
Other
Country
Employment Status
Please Select
Employed (Full-Time)
Employed (Part-Time)
Self-Employed
Unemployed
Student
Retired
Homemaker
Name of Employer / Name of Business (For Self-Employed):
Occupation / Profession
*
Securities Industry Affiliation
1. Are you a director, 10% shareholder, or policymaking officer of any publicly traded company?
*
Yes
No
2. Are you employed by a Canadian securities regulatory authority, an investment dealer, a portfolio management firm, or any other financial institution registered with the Canadian Investment Regulatory Organization (CIRO) or a provincial securities regulator?
*
Yes
No
3. Are you a senior officer of a bank, credit union, insurance company, registered investment advisory firm, mutual fund dealer, or another entity that could influence investment trading in an institutional account?
*
Yes
No
Know Your Client (KYC):
4. Are you accustomed to making your own investment decisions?
Yes
No
Financial Advisor
5. Please select the option that best matches your level of investment knowledge/experience:
None (Beginner)
Limited (Some experience with basic investments like GICs, savings accounts)
Moderate (Experience with stocks, bonds, mutual funds)
Advanced (Significant experience with a variety of asset classes and risk levels)
6. Please select your main investment objective(s): (Choose all that apply.)
Growth (Long-term capital appreciation)
Income Generation (Interest/dividends)
Capital Preservation (Low risk, stable returns)
Speculation (High-risk, high-return investments)
7. Please select the types of investments you are experienced with or familiar with:(Choose all that apply.)
Government Bonds
Corporate Bonds
Mutual Funds
ETFs (Exchange-Traded Funds)
GICs (Guaranteed Investment Certificates)
Equities (Stocks)
Alternative Investments (Real Estate, Private Equity, etc.)
8. Please select your preferred currency for investments: Choose one
CAD (Canadian Dollar)
USD (US Dollar)
EUR (Euro)
GBP (British Pound)
CHF (Swiss Franc)
AUD (Australian Dollar)
9. Please select your average annual income range (CAD):
Under $50,000
$50,000 - $100,000
$100,000 - $250,000
$250,000 - $500,000
$500,000 - $1,000,000
$1,000,000+
10. Please select your current liquid net worth (CAD):(Cash and easily accessible investments.)
Under $50,000
$50,000 - $250,000
$250,000 - $1,000,000
$1,000,000 - $3,000,000
$3,000,000+
11. Please select your current total net worth (CAD): (Total assets minus liabilities.)
Under $100,000
$100,000 - $500,000
$500,000 - $1,000,000
Over $1,000,000
Know Your Client (KYC): Please upload proof of identification (passport or driver's license - showing all four corners)
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Know Your Client (KYC): Please upload a proof of address document (bank statement or utility bill)
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Account Authorisation
*
Signature
Secondary Applicants Information
Secondary Applicants Information
*
Mr.
Ms.
Mrs.
Dr.
Other
Prefix
First Name
Middle Name
Last Name
Secondary Applicants Phone Number
*
-
Country Code
-
Area Code
Phone Number
Secondary Applicants Email
*
example@example.com
Secondary Applicants date of birth?
*
-
Day
-
Month
Year
Date
Secondary Applicants nationality?
*
Secondary Applicants country of birth?
*
Secondary Applicants address details?
*
Street Address
Street Address Line 2
City
State / Province
Postal / Zip Code
Secondary Applicants Employment Status
Please Select
Employed (Full-Time)
Employed (Part-Time)
Self-Employed
Unemployed
Student
Retired
Homemaker
Secondary Applicants Name of Employer / Name of Business (For Self-Employed):
Secondary Applicants Occupation / Profession
*
Secondary Applicant Securities Industry Affiliation
1. Are you a director, 10% shareholder, or policymaking officer of any publicly traded company? (Second Applicant)
*
Yes
No
2. Are you employed by a Canadian securities regulatory authority, an investment dealer, a portfolio management firm, or any other financial institution registered with the Canadian Investment Regulatory Organization (CIRO) or a provincial securities regulator? (Second Applicant)
*
Yes
No
3. Are you a senior officer of a bank, credit union, insurance company, registered investment advisory firm, mutual fund dealer, or another entity that could influence investment trading in an institutional account? (Second Applicant)
*
Yes
No
Know Your Client (KYC):
4. Are you accustomed to making your own investment decisions? (Second Applicant)
Yes
No
Financial Advisor
5. Please select the option that best matches your level of investment knowledge/experience: (Second Applicant)
None (Beginner)
Limited (Some experience with basic investments like GICs, savings accounts)
Moderate (Experience with stocks, bonds, mutual funds)
Advanced (Significant experience with a variety of asset classes and risk levels)
6. Please select your main investment objective(s): (Choose all that apply.) (Second Applicant)
Growth (Long-term capital appreciation)
Income Generation (Interest/dividends)
Capital Preservation (Low risk, stable returns)
Speculation (High-risk, high-return investments)
7. Please select the types of investments you are experienced with or familiar with:(Choose all that apply.)(Second Applicant)
Government Bonds
Corporate Bonds
Mutual Funds
ETFs (Exchange-Traded Funds)
GICs (Guaranteed Investment Certificates)
Equities (Stocks)
Alternative Investments (Real Estate, Private Equity, etc.)
8. Please select your preferred currency for investments: Choose one(Second Applicant)
CAD (Canadian Dollar)
USD (US Dollar)
EUR (Euro)
GBP (British Pound)
CHF (Swiss Franc)
AUD (Australian Dollar)
9. Please select your average annual income range (CAD):(Second Applicant)
Under $50,000
$50,000 - $100,000
$100,000 - $250,000
$250,000 - $500,000
$500,000 - $1,000,000
$1,000,000+
10. Please select your current liquid net worth (CAD):(Cash and easily accessible investments.)(Second Applicant)
Under $50,000
$50,000 - $250,000
$250,000 - $1,000,000
$1,000,000 - $3,000,000
$3,000,000+
11. Please select your current total net worth (CAD): (Total assets minus liabilities.)(Second Applicant)
Under $100,000
$100,000 - $500,000
$500,000 - $1,000,000
Over $1,000,000
Know Your Client (KYC): Please upload proof of identification (passport or driver's license - showing all four corners)(Second Applicant)
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Choose a file
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of
Know Your Client (KYC): Please upload a proof of address document (bank statement or utility bill)(Second Applicant)
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of
Account Authorisation (Second Applicant)
*
Secondary Applicant Signature
Submit
Should be Empty: