Corporate Account Application

Corporate Account Application

Capital.com
This form is for Australian incorporated companies only. We will not accept applications from companies that are not registered with the Australian Securities and Investments Commission (ASIC).
A. Account Type (please select the account you wish to apply for)*

Retail accountWholesale (Professional) Account
Wholesale (Professional) stream:*

WealthSize of BusinessProfessional Investor
Wholesale (Professional) eligibility criteria:

Wealth:

This test requires a client to have a net assets of at least $2.5 million, or gross income for each of the last two financial years of at least $250,000, as certified by an accountant. In determining the net assets or gross income, the net assets or gross income of a company or trust controlled by that person can be included.

Size of Business:

The financial product or service is provided for use in connection with a business that is not a small business. For a business to be considered as NOT a small business, the business must have:
- 20 or more employees; or
- if the business is or includes the manufacture of goods, then 100 or more employees.
If you believe that you qualify under this criterion, you will need to submit written confirmation by a Director where the client is a Corporation (or the Trustee where the client is a Trust) that proposed services and products are for use in connection with the business and that the business is not a small business (as defined above).

Professional Investor

You are considered a wholesale investor if you meet one or more of the following:
- you are Financial Services Licensee;
- you are a body regulated by APRA, other than a trustee of any of the following (within the. meeting of the Superannuation Industry (Supervision) Act 1993):
  1. a superannuation fund;
  2. an approved deposit fund;
  3. a pooled superannuation trust;
  4. a public sector superannuation scheme.
- you are a body registered under the Financial Corporations Act 1974;
- you are a trustee of:
  1. a superannuation fund;
  2. an approved deposit fund;
  3. a pooled superannuation trust; or
  4. a public sector superannuation scheme; within the meaning of the Superannuation Industry (Supervision) Act 1993 and the fund, trust or scheme. has net assets of at least $10 million.
- you control at least $10 million (including any amount held by an associate or under a trust that the person manages);
- you are a listed entity, or related body corporate of a listed entity;
- you are an exempt public authority;
- you are a body corporate, or an unincorporated body, that:
  1. carries on a business of investment in financial products, interest in land or other investments; and
  2. for those purposes, invests funds received (directly or indirectly) following an offer or invitation to the public, within the meaning of section 82, the terms of which provided for the funds subscribed to be invested for those purposes.
- you operate a foreign entity that if established or incorporated in Australia, would be covered by one of the paragraphs above.

B. Company Details
Full Name of Company*
Australian Company Number (ACN)*
Legal Entity Identifier (LEI)
Date of registration/incorporation

MonthDayYear
Date
Registered office address*

Street Address

Street Address Line 2

CityState / Province

Postal / Zip Code
Is the principal place of business same as registered office address?*

YesNo
Principal place of business*

Street Address

Street Address Line 2

CityState / Province

Postal / Zip Code

C. Company Directors
Director 1:
Title*
Name*

First NameLast Name
Date of birth*

MonthDayYear
Date
Contact number*
Please enter a valid phone number.
Email*
example@example.com
Residential address*

Street Address

Street Address Line 2

CityState / Province

Postal / Zip Code
Approx. annual income before tax (last 3 years)*
Approx. value of savings and investments*
Source of income*
Role in Company*
Add another director?*

YesNo

Director 2:
Title*
Name*

First NameLast Name
Date of birth*

MonthDayYear
Date
Contact number*
Please enter a valid phone number.
Email*
example@example.com
Residential address*

Street Address

Street Address Line 2

CityState / Province

Postal / Zip Code
Approx. annual income before tax (last 3 years)*
Approx. value of savings and investments*
Source of income*
Role in Company*

D. Beneficial Owner(s)
Beneficial Owner 1:
Title*
Name*

First NameLast Name
Add another beneficial owner*

YesNo
Title*
Name*

First NameLast Name
Add another beneficial owner*

YesNo
Title*
Name*

First NameLast Name
Add another beneficial owner*

YesNo
Title*
Name*

First NameLast Name

E. Company Controllers
Nominate the individual(s) who was controllers:*

F. Previous Trading Experience
Over the past three years, to what extent has the Company or its Director(s) traded CFDs?*

> 20 times10 to 20 times<10 times
Does the Company/Director(s) understand the nature and risks associated with leveraged trading?*

YesNo
Does the Company or its Director(s) have any experience or qualifications relevant to the understanding of leveraged products?*

Yes, from a relevant role in a financial institutionYes, a relevant professional qualification or educationYes, bot of the aboveNo

G. Funding and Account Details
Approximate funds to be invested in trading (AUD):*
Source of funds*

Company fundsOther
Purpose of trading account*

Short to medium term speculative tradingHedgingOther

The Applicant(s) signature(s) below confirm my/our understanding and consent to all matters set out in this application form, including the Declaration and Guarantee and Indemnity.

By signing below, I/we confirm that the information contained in, and accompanying, this application and all the information provided by me/us, is true, correct, and complete and given in support of this application. I/we also declare that this application has been properly executed, and I/we undertake to notify Capital Australia if there is any change to the Applicant's status such that any one or more of the statements herein becomes untrue.
Name of signatory*

First NameLast Name
Signature*

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Name of signatory (Director 2)*

First NameLast Name
Signature*

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Corporate Account Application

B. Company Details

C. Company Directors

D. Beneficial Owner(s)

E. Company Controllers

F. Previous Trading Experience

G. Funding and Account Details