Risk Profile

Risk Profile
OAKRIDGE FINANCIAL PLANNING LLC

Please complete this form as accurately and thoroughly as possible. The information provided will help us understand your risk tolerance and create a personalized investment portfolio for you. For any questions, please email them to zachary@oakridgefinancialplanning.com

NOTE: a "Save Progress" button is at the bottom of the form if you need to stop and come back later to finish filling out the information.
Basic Information
Full Name*

First NameLast Name
Phone Number - Text Eligible*
Format: (000) 000-0000.
Email*
example@example.com
Marital Status*
Would you like to include your Spouse/Partner to the Risk Profile form?
Oakridge Financial Planning will assume adding them to the Risk Profile means their Risk Profile should also be factored in when developing an investment portfolio.
Basic Information

Client #2 - If applicable
Name

First NameLast Name
Phone Number - Text Eligible
Format: (000) 000-0000.
Email
example@example.com
Marital Status
Risk Tolerance
1. Describe your relationship or attitude towards money and investing:*
2. Financial GOAL(S): What are your top 3 to 5 financial goals?*
0 - 3 years3 - 5 years6 - 10 years10+ years
Yes, within 1 - 2 yearsYes, within 3 - 6 yearsYes, within 7 - 10 yearsNo, not for at least 10+ years
Very Conservative - I am willing to accept a very small amount of risk for smaller returns.Conservative – I am willing to accept a small amount of risk for modest returns.Moderate – I am comfortable with moderate risk for the potential of higher returns.Aggressive - I am willing to take significant risk for potential higher returns.Very Aggressive – I am willing to take substantial risk for the possibility of significant gains.
Savings Accounts / CDsBonds / Fixed IncomeMutual Funds / ETFsIndividual StocksOptions / DerivativesReal Estate InvestmentsNone of the above
Sell all of the investment to avoid further losses.Sell a portion of the investment to reduce risk.Hold the investment and wait for recovery.Buy more of the investment at the lower price.
Risk Tolerance

Client #2
1. Describe your relationship or attitude towards money and investing:
2. FINANCIAL GOAL(S): What are your top 3 to 5 financial goals?
0 - 3 years3 - 5 years6 - 10 years10+ years
Yes, within 1 - 2 yearsYes, within 3 - 6 yearsYes, within 7 - 10 yearsNo, not for at least 10+ years
Very Conservative – I want to minimize risk and preserve capital.Conservative – I am willing to accept a small amount of risk for modest returns.Moderate – I am comfortable with moderate risk for the potential of higher returns.Aggressive - I am willing to take significant risk for potential higher returns.Very Aggressive – I am willing to take substantial risk for the possibility of significant gains.
Savings Accounts / CDsBonds / Fixed IncomeMutual Funds / ETFsIndividual StocksOptions / DerivativesReal Estate InvestmentsNone of the above
Sell all of the investment to avoid further losses.Sell a portion of the investment to reduce risk.Hold the investment and wait for recovery.Buy more of the investment at the lower price.
Additional Notes & Special Considerations
Please provide any other information that may be relevant to your risk tolerance. Both client and partner can answer here.
Client #2: Please provide any other information that may be relevant to your risk tolerance. Both client and partner can answer here.
Consent and Signature
I confirm that the information provided is accurate and complete to the best of my knowledge. I understand that this information will be used to develop a Risk Toleranace Profile and Investment Portfolio tailored to my needs.
I confirm that the information provided is accurate and complete to the best of my knowledge. I understand that this information will be used to develop a Risk Toleranace Profile and Investment Portfolio tailored to my needs.
Client's Printed Name or Prepared By:*
I confirm my typed name is equivalent to my written signature and has the same binding force as my written signature.
Date Signed*

MonthDayYear
Date
Client #2 Printed Name or Prepared By:
I confirm my typed name is equivalent to my written signature and has the same binding force as my written signature.
Client #2 Date Signed

MonthDayYear
Date
Should be Empty:

Risk Profile

Basic Information

Basic Information

Risk Tolerance

Risk Tolerance

Additional Notes & Special Considerations

Consent and Signature