Statement of Advice request form
Which adviser is this SOA request for?
*
Is this SOA for an individual or a couple?
Individual
Couple
What type of SOA is this?
*
Please Select
1. Seed
2. Spring
3. Bloom
4. Flourish
What type of SOA is this?
Who should receive a copy of this form?
SOA draft deadline
*
 /
Day
 /
Month
Year
2 digit day, 2 digit month, 4 digit year
Date
Hour Minutes
AM
PM
AM/PM Option
Client Information:
Client Name
Partner Name
Client Email
Partner Email
Scope of advice
*
Cashflow
Mortgage
Insurance
Retirement
Investment
Estate Planning
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Advice fees
ALL FEES TO INCLUDE GST
Initial advice fee
*
Has this been paid?
Yes
No
No - invoiced
How will this be paid?
Please Select
Client paid (EFT/Direct Debit)
Provider paid
Implementation fee
*
How will this be paid?
*
Please Select
Client paid (EFT/Direct Debit)
Provider paid
NA
SMSF fee
Leave blank if NA
How will this be paid?
Please Select
Client paid (EFT/Direct Debit)
Provider paid
TBC
Ongoing strategic planning fee
Other:
How will this be paid?
Please Select
Client paid (Direct Debit)
Provider paid (Fee Consent)
TBC
NA
FUM % fee:
0.33% for ongoing strategic clients, 0.66% for portfolio only clients
Applicable portfolios
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Scenario modelling
intelliflo retirement modelling age:
Specify client and partner if different ages to be used
Scenario 1:
Typically the baseline scenario (current set of financial circumstances)
Scenario 2:
Scenario 3:
If required
Which scenario is recommended, and why is this in the client's best interest?
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Cashflow goals & recommendations
Cashflow goals
Cashflow goals details
Mortgage goals & recommendations
Mortgage goals
Mortgage goals details
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Insurance goals & recommendations
Risk goals
Risk goal details
Cover amounts needed, cover frequency, benefit period, waiting period, ownership
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Retirement goals & objectives
Retail or SMSF advice?
Please Select
Retail
SMSF
Both
Retirement goals
Retirement goals
Retirement goal details
Retirement proposals
Hub24 Investment Account (Discover)
Hub24 Investment Account (Choice)
Macquarie Cash Account (Establish a Self-Managed Super Fund)
Hub24 Super (Discover)
Hub24 Super (Choice)
ART Super (Review your Super Fund)
Total super balances
Leftovers
Property value
Deposit %
e.g. 20% or 30%
Loan size
SMSF (Investment Property)
Hub24
Monthly FUM fee
Macquarie CMA
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Investment goals & recommendations
Investment goals
Investment goal details
i.e. Core or Core Plus for personal investment portfolio
Investment proposals
Hub24 Investment Account (Commence an investment portfolio via a platform)
Gen Life (Invest in an investment bond)
Macquarie Cash Account (Establish a Discretionary Trust)
Personal investment property value
Personal investment property deposit %
Investment portfolio starting balance
Annual contributions to investment portfolio
Monthly FUM fee
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Estate planning goals & objectives
Estate planning goals
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Submit
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