New Client Registration Form

Individual Account Client Information
Full Name*

First NameMiddle NameLast Name
E-mail*
example@example.com
Phone Number*
Format: (000) 000-0000.
YesNo
Address*

Street Address

Street Address Line 2

CityState / Province

Postal / Zip Code

Employment Information
Employment Type*
Employer Name*
Employer Address*

Street Address

Street Address Line 2

CityState / Province

Postal / Zip Code
Position Held*
Nature of Business*
List Prior Occupation*
Describe Your Business*

Financial Information (in USD)
Annual Income*
Liquid Net Worth*
Net Worth (excluding Primary Residence)*
How much will your anticipated initial deposit be?*
QEP Status Calculated
Qualified Eligible Person Confirmation

QEP Attestation
In order to be eligible to maintain a discretionary trading account with Alternative Options, the undersigned must meet the Portfolio Requirement or be exempt from such requirement.
I own securities and other investments (from non-affiliated issuers) with a total market value of at least $4,000,000.I have deposited at least $400,000 in initial margin and option premiums for commodity trading in my own name within the past 6 months.I meet a combination of the two requirements above, where the combined value equals or exceeds 100% of the minimums (e.g., $2M investments [50%] + $200k margin [50%]).I do not meet the specific portfolio requirements listed above.
In order to be eligible to open a discretionary account, the undersigned must be one of the following.
My individual net worth (or joint net worth with my spouse) is over $1,000,000, not including the value of my primary residence.My individual income was over $200,000 (or joint income with my spouse was over $300,000) in each of the past two years, and I expect the same this year.This account is a self-directed IRA, and the person making investment decisions meets one of the net worth or income requirements described above.This account is for a business entity (Corp, Trust, Partnership, LLC, etc.) with total assets over $5,000,000, not formed specifically to invest in this program.

Investment Experience
Do you have experience trading futures/commodities?*
How many years?*
Do you have experience trading options on futures?*
How many years?*
Do you have experience trading stocks/ bonds?*
How many years?*
Do you have experience trading virtual currencies?*
How many years?*
Do you have an existing Futures/ options, Securities, Swaps or Forex account?*
Futures/OptionsSecuritiesSwapsForex
Brokerage Firm*
Does this account owner control or have a financial interest in any other account with this firm?*
Please list account number(s)*
YesNo

Standard Conditions

Please review. These answers and program requirements and cannot be edited.
SpeculativeHedge
Self-DirectedDiscretionaryBroker Assist
Does any other person have authority to trade this account? (if YES, Complete the DISCRETIONARY TRADING AUTHORIZATION/ LIMITED POWER OF ATTORNEY form)*
Do you plan to trade options in this account?*
If yes, will you be shorting options?*
How many contracts do you anticipate trading?*
Please provide the product groups you wish to trade:*
What trading platforms do you anticipate trading on?*

Individual Account Client Information

Employment Information

Financial Information (in USD)

Qualified Eligible Person Confirmation

In order to be eligible to maintain a discretionary trading account with Alternative Options, the undersigned must meet the Portfolio Requirement or be exempt from such requirement.

In order to be eligible to open a discretionary account, the undersigned must be one of the following.

Investment Experience

Standard Conditions

Additional Questions