Senior Advisor - Client Meeting / Research Request
Senior Advisor:
Please Select
Jonathan Harris
Eric Schroeder
Nick Bliss
TJ Pipkens
Request Submitted By:
Client Name(s)
Is this a Diamond or Platinum Client?
Yes
No
Is this for a planned meeting? If so, please provide meeting date below and the request will be fulfilled within 3 business days prior to the meeting .
Yes
No
Planned Meeting Date
-
Month
-
Day
Year
Date
Is this a research request? If so, feedback will be provided ASAP by email to the advisor.
Yes
No
Today's Date - meeting prep requests should be submitted with at least one week's notice.
-
Month
-
Day
Year
Date
Provide details to explain urgency
Work Requested
Reconcile & Label All Accounts in: EM, RT, OV
Update MYGA values in all systems
Update all distribution and RMD information in IMP INFO in RT
Smart Draw - define details below
OTHER - explain below
Meeting Worksheet - Details Requested
Note MYGA OOS dates on Meeting Worksheet
Note Penalty Free gains over 25k on Jackson RILAs (if applicable) on Meeting Worksheet
Note Penalty Free amounts - specify accounts below in notes
List of all Distributions this year on Meeting Worksheet
RMD Summary - what is Auto - what was done last year including QCDs - what has been satisfied and unsatisfied this year - on Meeting Worksheet
Printed list of Surrender Dates on Meeting Worksheet
Cost Basis on NQ accounts - specify in notes below
Notice of CASH over 10k in accounts on Meeting Worksheet
Notice of Missing IMP Info in RT: Total Net Worth, Liquid Net Worth, Current monthly expenses, Monthly income breakdown on Meeting Worksheet
Notice of Open Workflows - any items that need to be addressed at meeting? on Meeting Worksheet
Specific Account Trail / Comp Details on Meeting Worksheet - add to RT once info is gathered
OTHER - explain below
Reports Requested
Beneficiary Report - printed after verified and updated in RT
One View Performance Report - indicate the specific report format below
Client Account Statement(s) from Carrier Website - clarify below
OTHER - explain below
Smart Draw - Details Requested
Include Routine Distributions
Include Out of Surrender Dates
Include Riders
Include RMD details - auto or manual - total for year - amount paid and amount due or that won't be covered by distributions
If this client has any accounts that may not be readily seen in our systems and could be missed in the prep - please advise below
OTHER - explain request below
Explain OTHER:
Agenda
Discovery Meeting
Client Review Meeting
Agenda Details:
WMP Notes:
Notes to clarify the work being requested / account research / client or meeting needs / please be as detailed as possible:
Delivery of Meeting Materials
Add to eMoney Advisor Resources folder (Create folder if needed)
Place specific docs in SHARED FOLDER in Clients Emoney Vault - explain below
Printed and bound in presentation format
Emailed via SMARSH as attachments
Hand deliver printed docs
Copy another advisor or team member when emailing meeting documents - explain below
Other
Clarify document delivery / such as which docs to put in client vault / as needed:
Submit
Should be Empty: