Senior Advisor Client Meeting - Prep Request
Senior Advisor:
Please Select
Jonathan Harris
Eric Schroeder
Nick Bliss
TJ Pipkens
Request Submitted By:
Is this a Diamond or Platinum Client?
Yes
No
**This form is for Diamond / Platinum Client Meeting for Senior Team Prep Only**
Client Name(s)
Planned Meeting Date
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Month
-
Day
Year
Date
Today's Date (requests are handled in order received; urgent items may be accommodated ONLY if they don’t delay earlier requests)
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Month
-
Day
Year
Date
Provide details to explain urgency or a request less than one weeks notice
Meeting Materials / Work Requested
Reconcile & Label All Accounts in: EM, RT, OV
Update Distributions in RT IMP INFO
Smart Draw - define details below
Printed List of all Distributions this year
RMD Summary - what is Auto - what was done last year including QCDs - what has been satisfied and unsatisfied this year
Printed list of Surrender Dates
Notice of CASH over 5k in accounts
Notice of Missing IMP Info in RT: Total Net Worth, Liquid Net Worth, Current monthly expenses, Monthly income breakdown
Beneficiary Report - printed after verified and updated in RT
Notice of Open Workflows - any items that need to be addressed at meeting?
One View Performance Report - indicate the specific report format below
Client Account - Statement or Summary from Carrier Website - clarify below
Specific Account Trail / Comp Details - add to RT once info is gathered
OTHER - explain below
Smart Draw - what details are to be included
Include Routine Distributions
Include Out of Surrender Dates
Include Riders
Include RMD details
If this client has any accounts that may not be readily seen in our systems and could be missed in the prep - please advise below
OTHER - explain request below
Please explain OTHER:
Agenda
Discovery Meeting
Client Review Meeting
Agenda Details:
WMP Notes:
Notes to clarify the work being requested / account research / client or meeting needs / please be as detailed as possible:
Delivery of Meeting Materials
Add to eMoney Advisor Resources folder (Create folder if needed)
Place specific docs in SHARED FOLDER in Clients Emoney Vault - explain below
Printed and bound in presentation format
Emailed via SMARSH as attachments
Hand deliver printed docs
Copy another advisor or team member when emailing meeting documents - explain below
Other
Clarify document delivery / such as which docs to put in client vault / as needed:
Submit
Should be Empty: