• Investor Categorisation Form

  • Important Notice:

    The investor categorisation you provide in this form will be used by Enigma Strategy to determine your investor classification for regulatory and onboarding purposes. The firm may, at its discretion, request further information or documentation to verify your status. In some cases, Enigma Strategy may rely solely on the declarations made within this form. By submitting this form, you acknowledge that the firm may also require you to agree to additional declarations or terms as part of its regulatory obligations.

  • Investor Categorisation

  • Certified Sophisticated Investor 

  • Please confirm whether you qualify as a sophisticated investor on the basis that in the last three years you have received a certificate from an authorised firm confirming you understand the risks involved with non-mainstream pooled investments

  • Or

  • I accept that being a sophisticated investor will expose me to promotions for investment where there is a significant risk of losing all the money I invest. I am aware that it is open to me to seek professional advice before making any investment in a high-risk investment.

  • Clear
  •  - -

  • Self-Certified Sophisticated Investor

  • Please confirm whether you qualify as a self-certified sophisticated investor on the basis that A, B, C or D apply to you. 

    In the last two years have you:

    A) worked in private equity or in the provision of finance for small and medium enterprises?

  • B) been the director of a company with an annual turnover of at least £1 million?

  • C) made two or more investments in an unlisted company?

  • D) been a member of a network or syndicate of business angels for more than six months?

  • Or

  •  

    I accept that being a self-certified sophisticated investor will expose me to promotions for investments where there is a significant risk of losing all the money I invest. I am aware it is open to me to seek advice from someone who specialises in advising on Investments.

     

  • Clear
  •  - -

  • Certified High Net Worth Individual

  • Please confirm whether you qualify as a high-net-worth investor on the basis that A or B apply to you.

    In the last financial year did you have:

    A) an annual income of £100,000 or more? Income does NOT include any one-off pension withdrawals.

  • B) net assets of £250,000 or more? Net assets do NOT include: your home (primary residence), your pension (or any pension withdrawals) or any rights under qualifying contracts of insurance.

  • Or

  • I accept that being a high-net-worth investor will expose me to promotions for investment  where there is a significant risk of losing all my money I invest. I am aware that it is open to me to seek professional advice before making any investment in a high-risk investment.

     

  • Clear
  •  - -

  • Elective Professional Investor

  • Risk Warning 

    Please be aware that, as a professional client, you may lose the following regulatory protections:

    • The right to certain disclosures, including detailed information on costs and charges
    • Suitability and appropriateness assessments may not apply to your transactions
    • Best execution obligations may be limited
    • Access to the Financial Ombudsman Service and FSCS (Financial Services Compensation Scheme) may be reduced or not apply

  • I confirm that I wish to be treated as a professional client. I am aware of the protections I may lose under the rules of the Financial Conduct Authority and I understand the consequences of this classification.

     

  • Clear
  •  - -

  • Disclaimer

  • By selecting a category above, you confirm that you have read and understood the statements provided. You acknowledge that your selection will determine the information and services you are eligible to access on this webpage.

     

  • Contact details

  • Please provide your contact details so we can keep you informed about this product. We will only retain your information if we assess that this investment product is appropriate for you.

  •  -

  • Declaration

  • I accept that the answers given on this form are true to the best of my knowledge. I accept and fully understand the answers given to the questions above. I declare that I have the sufficient knowledge and experience or have received sufficient advice to assess the merits and risks of these types of instruments and declare that the instrument is suitable given my investment objective and attitude to risk.

     

    I fully accept the risks that accompany this instrument and confirm that no advice has been taken from Enigma Strategy on the suitability of the investment.

     

    I have read and understood the implications of the transaction I am entering.

  • Clear
  •  - -

  • Thank you for your response.

    Based on the details you've provided, you do not meet the criteria to access this investment product, which is exclusively available to Professional Investors, Certified sophisticated investors, Self-Certified sophisticated investors or Certified High Net Worth Individuals.

    Next steps:
    If you believe this assessment is incorrect or wish to learn more about investor eligibility, we recommend reviewing the FCA's guidelines for these categories. You may also want to consult with a financial advisor to explore alternative investment options that may be more suitable for your profile.

    If you have any questions or need further assistance, feel free to contact us.

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