Incidents Audit

Rows	Number	Comparison to Previous MonthIncrease/Decrease
Number of Incidents in the last month:
Number of Incidents that required reports/notifications to the Local Authority Safeguarding/Care Quality Commission:

Rows	Met	Not Met	Action Required	Responsibility	Target Date	Completed Date
Have all incidents been investigated?
Have management reports been completed for incidents that have occurred?
Have referrals to other agencies for additional support been made when appropriate?
Have incidents been analysed for lessons learned?
Have changes been made to practice as a result of incidents?
Has the Incidents Log/Register been updated?

Rows	Met	Not Met	Action Required	Responsibility	Target Date	Completed Date
Is the Incidents Reporting Policy up to date?
Does the Policy contain details of who to report incidents to?
Is the Incidents Reporting Policy accessible to all staff?

Rows	Met	Not Met	Action Required	Responsibility	Target Date	Completed Date
Are new staff provided with reporting incidents training as part of their induction?
Have staff with responsibility for managing incidents received training?
Is the incidents training up to date?