Redhat PLC Fixed-Income Bond (Series 2) US Persons

Redhat Capital PLC Fixed-Income Bond (Series 2)
Distributed by Compass Wealth International Ltd (Mauritius)

This fixed-income product offers qualified U.S. investors the opportunity to participate in a private debt issuance by Redhat Capital PLC (UK). Bonds are available in fixed terms (180 days, 2 years, or 4 years) with a minimum investment of USD 100,000.

• Issuer: Redhat Capital PLC (United Kingdom)
• Product: Fixed-Income Bond (Series 2)
• Structure: Unsecured, private debt instrument
• Minimum Investment: USD $100,000
• Available Terms: 180-day / 2-year / 4-year
• Currency: USD, GBP, EUR only
• Return: 12% p.a., paid quarterly in arrears
• Offering Regulation: Rule 506(b)/(c), Regulation D, U.S. Securities Act of 1933
• Listed on Vienna Stock Exchange

Investor Type:*

Individual or Professional InvestorJoint AccountCorporate / Trust / Other Legal Entity

Name of person filling in this form*

First NameLast Name

Joint Account Holder Name*

First NameLast Name

Company Name*

Name of Company Officer*

First NameLast Name

Company Officer Scope (Director, CEO, President, etc)*

Email*

example@example.com

Phone Number*

Country CodeArea CodePhone Number

Nationality*

Social Security or Passport Number*

Date of Birth*

MonthDayYear

Residential Address*

Street Address

Street Address Line 2

CityState / Province

Postal / Zip CodeCountry

Company Address*

Street Address

Street Address Line 2

CityState / Province

Postal / Zip CodeCountry

Employer Identification Number*

I hereby certify that I am an “Accredited Investor” as defined in Rule 501 of Regulation D under the U.S. Securities Act of 1933, because:*

My individual income exceeded $200,000 in each of the last two years and I reasonably expect the same this yearMy joint income with my spouse exceeded $300,000 in each of the last two years and I reasonably expect the same this yearMy individual or joint net worth exceeds $1,000,0000 (excluding the value of my primary residence)I hold a valid Series 7, Series 65 or Series 82 license in good standing

Does the entity qualify as an accredited investor under Rule 501(a)? If yes, on what basis?*

$5M Total Assets: Entity with total assets over $5 million and not formed for the purpose of investing in this specific offering.All Equity Owners Are Accredited: Entity where all equity owners are themselves accredited investors.Regulated Institutions: Banks, insurance companies, registered investment companies, business development companies, licensed small business investment companies, etc.Family Office: With at least $5M in assets under management, and certain safeguards (under Rule 501(a)(12)).Entity of Accredited Investors: Any entity where each beneficial owner is an accredited investor (includes LLCs, trusts, partnerships).

I understand and acknowledge that this investment is offered under Regulation D and is exempt from registration with the U.S. Securities and Exchange Commission. I confirm that the information provided above is true, complete, and accurate to the best of my knowledge. I undertake to notify the Issuer and Compass Wealth International Ltd of any change to my accredited investor status.*

Yes, I understand and agree.No, I do not understand and/or do not agree.

Has the entity ever filed for bankruptcy or been subject to insolvency proceedings?*

YesNo

Are there pending litigation or regulatory actions against the entity or its controlling persons?*

YesNo

Has the entity ever been barred from investing in securities offerings?*

YesNo

What is the source of funds for this investment?*

Is the entity acting as a nominee or on behalf of others?*

Who are the ultimate beneficial owners (UBOs)?*

Is the entity or its UBOs subject to any sanctions or PEP lists (OFAC, EU, UN, etc.)?*

Estimated Annual Gross Income in US dollars:*

Estimated Net Worth/Total Assets in US dollars:*

Are you a Politically Exposed Person (PEP)?*

Have you ever declared bankruptcy or been insolvent?*

Are you a US Person under IRS rules?*

If Yes, complete IRS Form @-9. If no, complete IRS form W-8BEN or W-8BEN-E.

Is the entity a U.S. person for tax purposes?*

If Yes, complete IRS Form @-9. If no, complete IRS form W-8BEN or W-8BEN-E.

I/we have received independent financial advice.*

I/We confirm we are "accredited investors" under Rule 501 of Regulation D:*

Investment Amount:*

Minimum amount is US$100,000 or currency equivalent unless agreed with your Compass Representative.

Investment Currency:*

USDGBPEUR

Source of Funds*

Brief Description

Bond Term:*

180-Day2-Year4-Year

Investment Objective (tick all that apply):*

Income GenerationCapital PreservationPortfolio DiversificationOther

Risk Factors & Disclaimers

This application does not constitute a public offering or a solicitation to buy securities. It is directed solely at professional investors and eligible counterparties capable of evaluating the merits and risks of investing.

1. No Offer or Solicitation

This document does not constitute an offer to sell or a solicitation of an offer to buy securities in the United States or any jurisdiction in which such an offer or solicitation is unlawful. The securities have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered to or purchased by U.S. Persons without an exemption.

2. Compass Wealth Disclaimer

Compass Wealth Management is a Mauritius-licensed introducer. It is not the issuer, underwriter, advisor, or guarantor of the Redhat Capital PLC bond and bears no responsibility for its structure, performance, or repayment. Compass provides no investment advice and shall not be liable for any loss, damage, or claim arising from the investment.

3. Risk Acknowledgment

All investments carry risk, including:
- Issuer credit/default risk
- Liquidity risk
- Currency and interest rate risk
- Legal/regulatory risk
- Market volatility

You may lose part or all of your capital. Past performance is not a reliable guide to future performance.

4. No Public Offering / Professional Use Only

The bond is available only to investors meeting high-net-worth or professional thresholds. Minimum investment is USD 100,000. The product is not intended for public sale and should not be forwarded, reproduced, or distributed to any retail client.

5. Legal Jurisdiction

This application and any resulting investment shall be governed under the laws of Mauritius. All disputes shall be resolved exclusively in the courts of Mauritius.

6. Regulatory Status of Redhat Capital PLC

Redhat Capital PLC is the sole issuer of the bond. Investors must rely solely on the terms of the bond and offering memorandum (available upon request). Compass does not underwrite or guarantee any aspect of this investment, including the accuracy of any information provided.

7. Notice to Non-U.S. Persons

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”), or with any securities regulatory authority of any state or other jurisdiction of the United States. The securities are being offered and sold only outside the United States to non‑U.S. persons in reliance on Regulation S under the Securities Act.

By accessing this information and/or subscribing to purchase the securities, you represent and warrant that you are a “non‑U.S. person” as defined in Regulation S (Rule 902(k)) under the Securities Act, and that you are acquiring the securities in an “offshore transaction” as defined in Rule 902(h).

Any resale or transfer of the securities into the United States or to U.S. persons is prohibited unless the securities are registered under the Securities Act or an exemption from registration is available.

This document does not constitute an offer to sell or a solicitation of an offer to buy any securities in the United States or to any U.S. person. Directed selling efforts in the United States are strictly prohibited.

8. Privacy and Data Protection

All personal and corporate data provided by investors in connection with this investment will be collected, stored, and processed in accordance with applicable data protection and privacy laws. Information will be held securely and will not be used, disclosed, or shared for any purpose other than:

The evaluation, administration, and execution of this investment;
Compliance with legal, regulatory, or tax obligations;
Communication in relation to this offering or the investor’s participation therein.
By providing information, each investor (individual or entity) consents to the collection, processing, and retention of their data solely for the purposes described above. Reasonable and appropriate technical and organizational measures are in place to safeguard data against unauthorized access, loss, misuse, or alteration.

Data will not be sold, distributed, or used for marketing purposes, and will be retained only for as long as legally required or necessary to fulfill the purposes for which it was collected.

Investors may request access to, correction of, or deletion of their personal or entity data at any time by contacting the issuer or administrator in writing, subject to applicable legal limitations.

Compass Wealth International Ltd is not liable for any data breach and the investor provides information at their own risk.

I understand and agree to the risk factors and disclaimer:*

Yes, I understand and agree.No, I do not understand and/or do not agree.

Please upload a copy of your passport or other legal government identification. (For joint account holders, you must upload both IDs).*

Please upload a copy of your proof of address within 90 days. (Utility bill/bank statement). For joint account holders, both names must be on the same proof of address or you may upload multiple files.*

📄 Download IRS Form W-9

Please upload a copy of your completed W-9 Form here.*

US Companies must submit the following documents to info@compasswealthinternational.com:

Certificate of incorporation / formation
Operating or trust agreement
Entity resolution or power of attorney for signatory
Proof of total assets or audited financials (for $5M rule)
List of equity owners or beneficial owners
W-8BEN-E or W-9
AML documents (e.g., UBO declarations, source of funds)
Sanctions/PEP screening confirmations
Accreditation attestation (via questionnaire or third-party letter)
Bankruptcy/litigation disclosures

I hereby acknowledge that the above information is true and correct.

Redhat Capital PLC Fixed-Income Bond (Series 2)Distributed by Compass Wealth International Ltd (Mauritius)

Redhat Capital PLC Fixed-Income Bond (Series 2)
Distributed by Compass Wealth International Ltd (Mauritius)