Comprehensive Planning Questionnaire. This is only the first step to begin our planning process. There will be more discussion beyond what you enter below. Please be as detailed as possible. Please click the secured submit button at the bottom. (You may also print this form if necessary)
Client Name
*
First Name
Last Name
Client E-mail
example@example.com
Client Date of Birth
-
Month
-
Day
Year
Date
Client Spouse Name
First Name
Last Name
Client Spouse Date of Birth
-
Month
-
Day
Year
Date
Client Spouse E-mail
example@example.com
Client: What is your current employment income per year?
Client Spouse: What is your current employment income per year?
Please list all income you receive from Real Estate, or any other source not including Social Security (above) or a pension plan (below)
Client: What age do you intend to take your Social Security and what is the dollar amount? (If you don't know, your advisor can help determine.)
Please give specific details
Client Spouse: What year do you intend to take your Social Security and what is the dollar amount? (If you don't know, your advisor can help determine.)
Please give specific details
Client and/or Spouse: If appropriate, will you receive a monthly pension? (non 401k) - If so, what age and how much? What is your spousal benefit?
Please give specific details
List every goal you wish to accomplish (Please be specific). Include retirement income needs and estate planning goals. - We will be discussing this more later.
When do you plan to retire? (Please give date or age for Client and Spouse)
Please give specific details
What are your current living expenses, not including primary mortgage if appropriate?
Please give specific details
Please list all Real Estate Holdings. (Please include titled name, values, mortgages and interest rates and percentage ownership)
Please give specific details
Please list all personal property, their values, and their ownership below. Please include Autos, home furnishing values, etc. This will be applied to your Net Worth and Estate. You Advisor will help if needed.
Please list all IRA holdings. (Please include Custodian/Brokerage Firm, account values, and ownership) - Do not include if at Schwab or transferring.
Please give specific details
Please list all 401k holdings. (Please include Company/401k Sponsor, account values, and ownership). Do not include if at Schwab or transferring.
Please give specific details
Please list all non-tax deferred investment and savings accounts. (Please include name of account and values). Do not include if at Schwab or transferring.
Please give specific details
Please upload your most current savings, investment and retirement account statements for analysis, transfer or consolidation. Do not include if Advisor has already received.
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Please upload your current will and any trust documents relating to your estate planning goals.
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Please list any life, disability or long-term care insurance policies you have. (include work policies) - If you have the declaration pages please upload above under estate documents.
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