Transfer of Assets or Rollover Request
Use this form to request that assets be transferred into a client’s Sapphire account from another financial institution (“contra firm”). Once submitted, the Sapphire Service Team will prepare and send forms to your client via Schwab Digital Workflow (DWF) for signature. A Wealthbox task will automatically be created for this request, where you’ll receive updates.
Your email address
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Client name
*
First Name
Last Name
Account number (last 4 digits)
*
Contra firm
*
Name of the Institution sending the assets
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Transfer Details
Transfer type:
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Full transfer
Partial transfer
Which holdings and quantities should be transferred in?
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List the holdings and quantities to be transferred. We’ll verify these against the uploaded account statement and contact you with any questions.
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Trading & Special Instructions
Are there any securities you’d like to keep in the account without trading during rebalancing?
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No
Yes; detailed below in special instructions
Any other special instructions?
Add any other details we should know for this transfer
Submit
Should be Empty: