Transfer of Assets or Rollover Request
Use this form to request that assets be transferred into a client’s Sapphire account from another financial institution (“contra firm”). Once submitted, the Sapphire Service Team will prepare and send forms to your client via Schwab Digital Workflow (DWF) for signature. A Wealthbox task will automatically be created for this request, where you’ll receive updates.
Advisor Email
*
Your Client's Name
*
First Name
Last Name
Is there an additional client?
*
No
Yes
Additional Client's Name
*
First Name
Last Name
Transfer Details
Please enter transfer information below. To add multiple transfers, click "+ Add TOA".
*
Restrictions or Special Instructions
Any other special instructions or restrictions?
Provide any other details we should know for the transfer(s)
Submit
Should be Empty: