Transfer of Assets or Rollover Request
Use this form to request that assets be transferred into a client’s Sapphire account from another financial institution (“contra firm”). Once submitted, the Sapphire Service Team will prepare and send forms to your client via Schwab Digital Workflow (DWF) for signature. A Wealthbox task will automatically be created for this request, where you’ll receive updates.
Form Last Updated 11/19/2025
Your Email Address
*
Client Name
*
First Name
Last Name
Account Number (last 4 digits)
*
Contra Firm
*
Name of the Institution sending the assets
Back
Next
Transfer Details
Transfer Type:
*
Full Transfer
Partial Transfer
Rollover from Qualified Plan (401k, 403b etc.)
If this is a rollover, please complete the Rollover Analysis Form:
Which holdings and quantities should be transferred in?
*
List the holdings and quantities to be transferred. We’ll verify these against the uploaded account statement and contact you with any questions.
Back
Next
Trading & Special Instructions
Are there any securities you’d like to keep in the account without trading during rebalancing?
*
No
Yes; detailed below
Any other special instructions?
Add any other details we should know for this transfer
Submit
Should be Empty: