Compass Fact Find Form

Client Fact Find

The Compass Group is required by law by our regulatory bodies to collect certain information in order to provide you with comprehesive financial advice.

All information is held securely, is private and confidential, and will only be used for the purposes of account opening. If you have any questions, please email admin@tcg-ltd.com or contact your Compass representative.

I'm interested in an...

Your Name

First NameLast Name

Email Address

example@example.com

Phone Number

Country CodePhone Number

Nationality

If you have multiple passports, please list the nationalities here:

Tax ID or Passport Number

Taxation Country of Residence

Relationship Status

Residential Address

Street Address

Street Address Line 2

CityState / Province

Postal / Zip CodeCountry

I am currently:

My annual income, in US Dollars, is:

Include employment, any bonus and passive income combined

Employer's Name, if applicable:

My annual expenditure, in US Dollars, is:

Include rent, mortgage, vehicles, school fees, etc.

My approximate net worth, in US Dollars, is:

Include values of all assets (property, cash, stocks, pension, etc) less any liabilities (debt, mortgages, etc)

List the name, age and location of any dependents

Do you have health insurance?

Do you have life insurance?

Do you have a will?

I am most interested in discussing:

My main investment objective is...

Other

My investment time horizon is:

If one of my investments dropped 20% in value, I would:

What matters most to me is:

Please list any cash in the bank below:

Please list any property assets below:

Please list any investments below:

Please list any government pension schemes below:

Add any other details or clarifications about your current assets.

Source of Wealth (Check all that apply)

Are you or have you in the past been a Politically Exposed Person?

Your Name

First NameLast Name

Email Address

example@example.com

Phone Number

Country CodePhone Number

Nationality

If you have multiple passports, please list the nationalities here:

Tax ID or Passport Number

Taxation Country of Residence

Relationship Status

Residential Address

Street Address

Street Address Line 2

CityState / Province

Postal / Zip CodeCountry

I am currently:

My annual income, in US Dollars, is:

Include employment, any bonus and passive income combined

Employer's Name, if applicable:

My annual expenditure, in US Dollars, is:

Include rent, mortgage, vehicles, school fees, etc.

My approximate net worth, in US Dollars, is:

Include values of all assets (property, cash, stocks, pension, etc) less any liabilities (debt, mortgages, etc)

List the name, age and location of any dependents

Do you have health insurance?

Do you have life insurance?

Do you have a will?

I am most interested in discussing:

My main investment objective is...

Other

My investment time horizon is:

If one of my investments dropped 20% in value, I would:

What matters most to me is:

Please list any cash in the bank below:

Please list any property assets below:

Please list any investments below:

Please list any government pension schemes below:

Add any other details or clarifications about your current assets.

Source of Wealth (Check all that apply)

Are you or have you in the past been a Politically Exposed Person?

RISK FACTORS & IMPORTANT DISCLOSURES

This document is for information gathering purposes only.

Not an Offer

This document does not constitute an offer to sell, a solicitation of an offer to buy, or a recommendation of any investment product or service. Nothing contained herein should be construed as investment, legal, tax, or regulatory advice. Any investment decision should be made solely on the basis of the relevant offering documents, which should be read carefully before investing.

General Risk Warning

The value of investments and any income derived from them can go down as well as up. Past performance is not a reliable indicator of future results. Investors may not get back the amount originally invested. All investments carry risk, including the possible loss of principal. Investors should ensure they fully understand the risks involved before proceeding.

Jurisdiction & Regulatory Disclosure

The information collected in this fact find is intended to assess suitability in accordance with applicable regulatory requirements. The services and products referred to may not be available in all jurisdictions and may be subject to legal or regulatory restrictions.

Labuan (Malaysia)

Any financial services or investment activities referenced herein may be conducted through entities licensed by the Labuan Financial Services Authority (Labuan FSA) under the Labuan Financial Services and Securities Act 2010 (LFSSA) or the Labuan Islamic Financial Services and Securities Act 2010 (LIFSSA). Services are provided only to eligible persons as defined under Labuan law. This document is not intended for distribution to, or use by, any person in any jurisdiction where such distribution or use would be contrary to local law or regulation.

Mauritius

Any financial services or investment activities referenced herein may be conducted through entities holding the appropriate licence issued by the Financial Services Commission (FSC) of Mauritius under the Financial Services Act 2007 or the Securities Act 2005. Services are directed only at sophisticated or high net worth investors as may be defined under applicable Mauritian law. This document does not constitute a public offer in Mauritius and has not been filed with or approved by the FSC for distribution to the general public.

United Kingdom

This document is not directed at, and should not be acted upon by, persons in the United Kingdom unless they are persons to whom it may lawfully be communicated under the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005. Any investment activity to which this communication relates is available only to, and will be engaged in only with, investment professionals, high net worth companies, or other persons falling within Article 19 or Article 49 of that Order. If you are uncertain whether you qualify, you should seek independent legal advice. Any regulated activities will be carried out only by entities duly authorised by the Financial Conduct Authority (FCA) or an appropriately exempted party.

United States

This document is not intended for distribution to, or use by, any U.S. Person as defined under Regulation S of the U.S. Securities Act of 1933, as amended, or any person located or resident in the United States, its territories or possessions. The investment products and services described herein have not been and will not be registered under the U.S. Securities Act of 1933, the U.S. Investment Company Act of 1940, or any applicable U.S. state securities laws. This document does not constitute an offer to sell or the solicitation of an offer to buy any security in the United States. By completing this fact find, you represent and confirm that you are not a U.S. Person and are not completing this form on behalf of a U.S. Person.

Suitability

The information you provide in this fact find will be used solely to assess whether any products or services may be suitable for your individual circumstances. Completion of this document does not guarantee that any product or service will be offered to you. Suitability assessments are conducted in accordance with the regulatory requirements of the relevant jurisdiction.

Data Protection

Personal data collected in this fact find will be processed in accordance with applicable data protection legislation, including but not limited to the requirements of the jurisdiction in which services are provided. Your data will not be shared with third parties except as required by law or with your explicit consent.

Acknowledgement

By completing this fact find, you confirm that the information provided is true, accurate and complete to the best of your knowledge, and that you have read and understood the disclosures above.

I understand and agree to the risk factors and disclaimer:

I hereby acknowledge that the above information is true and correct.

Main Applicant

Joint Applicant