Request a Roth Conversion

Request a Roth Conversion
Advisor Name

First NameLast Name
Advisor Email Address
Client Name

First NameLast Name
Conversion Instructions
Traditional IRA Account (last 4 digits)
Destination Roth IRA Account (last 4 digits)
Conversion Type
Do you want to close the Traditional IRA?
Is this an in-kind or cash conversion?
Please advise what positions to convert. To add multiple positions, click "+ Add Position".
Gross Conversion Amount
In dollars ($)
If cash is needed and money market funds are present, we should:
Reminder: Roth conversions are a taxable event. Please confirm your client understands potential tax implications.
Tax Withholding
Do you want to withhold taxes from this conversion? (If yes, please note we may need to sell positions to ensure there is enough cash to cover the taxes withheld).
Would you like to withhold a percentage or flat dollar amount? Your amount for federal and/or state will be specified below.
Federal Tax Withholding
If none, enter 0.
State Tax Withholding
If none, enter 0.
Any special instructions (example: please list if you'd like a money market fund sold if liquidating etc.)?
Should be Empty:

Conversion Instructions