Portfolio Stewardship Audit

1

Please upload a copy of your most recent 990 and investment account statement. * This field is required.To save you time, we’ll pull your assets, allocation, benchmarks, and fees from these. You'll only need to answer what isn’t covered in the documents.

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Max. file size: 29.3MB

2

If you have a separate performance report or Investment Policy Statement, please upload those here.

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Select files to upload

Max. file size: 29.3MB

3

Organization Name* This field is required.

4

Organization Type

5

Fiscal Year End Datee.g. June 30th or December 31st

6

Primary Contact

First Name

Last Name

7

Title

8

Email

example@example.com

9

Phone Number

Please enter a valid phone number.

10

Do you have an investment or finance committee?

YESNO

11

Who makes investment decisions?e.g. IPS updates, strategy, or provider changes

Full Board Only

Investment / Finance Committee

Executive Committee

CEO / Executive Director

CFO / Finance Director

Other

12

How comfortable is your board with investment oversight?

13

How familiar is the board with UPMIFA?

14

In the past year, has your board received investment education?

15

Firm Name:

16

How long have you worked with them

17

What type of relationship do you haveDecisions here means the choice of individual investments, i.e. purchasing one stock vs another, NOT changing overall strategy

19

Do you know your total all-in investment costs?

20

When did you last review fees?

21

Have you ever compared fees to other providers?

22

Do you have a written Investment Policy Statement?

Yes

No

Not Sure

23

If yes, when was your IPS last updated?

24

Do you have a documented spending policy?

Yes

No

Not Sure

25

How would you describe your risk tolerance?

28

When do you next plan to evaluate investment management?

29

How would you prefer to receive your benchmarking report

30

After receiving the report, would you be interested in:

31

Who else should receive the report?

Name

Title

Email

32

Anything else we should know?

33

By submitting this assessment, I confirm that:* This field is required.Must select all choices

I am authorized to provide this information

The information is accurate to the best of my knowledge

I understand this will be used to prepare a confidential benchmarking report

I agree to provide supporting documents as available