• New Accounts & Transfers

    Revised 10/23/2025
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  • Client Details - ALL CLIENTS related to submissions made today

     

    IF ANY OF THE FOLLOWING INFORMATION IS NOT IN REDTAIL, THE SUBMISSION WILL NOT PROCEED. PLEASE VERIFY THAT THE DETAILS ARE IN REDTAIL OR PROVIDE THEM HERE

  • Submission Categories

  • Annuity - VA (Rep/Production Details)

  • Annuity - VA (Contract Details)

  • Annuity - VA (Distributions)

  • Distributions - IMPORTANT - to ensure that the client & the team are clear on CURRENT distributions due to change, & NEW distribution details.
    Note - the timing of account opening and funding may disrupt a clients current routine for distributions. Please advise of an interim plan for distribution(s) from another account, if needed, to keep the clients income expectations on track while new account processes are in motion.

  • Annuity - VA (Suitability/Duty of Care)

  • Annuity - VA (Suitability Supplement)

  • Section A - Required if annuity holdings exceed 60% of total investable assets or client is age 70 or older

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  • Section B - Required if client is 70 or older

  • Section C - Client 45 or Younger

  • Annuity - RILA (Rep/Production Details)

    Individual Production Tracking

  • Annuity - RILA (Contract Details)

  • Annuity - RILA (Distributions)

  • Distributions - IMPORTANT - to ensure that the client & the team are clear on CURRENT distributions due to change, & NEW distribution details.
    Note - the timing of account opening and funding may disrupt a clients current routine for distributions. Please advise of an interim plan for distribution(s) from another account, if needed, to keep the clients income expectations on track while new account processes are in motion.

  • Annuity - RILA (Suitability/Duty of Care)

  • Annuity - RILA (Suitability Supplement)

  • Section A - Required if annuity holdings exceed 60% of total investable assets or client is age 70 or older

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  • Section B - Required if client is 70 or older

  • Section C - Client 45 or Younger

  • Annuity - FIA (Rep/Production Details)

    Individual Production Tracking

  • Annuity - FIA (Contract Details)

  • Annuity - FIA (Distributions)

  • Distributions - IMPORTANT - to ensure that the client & the team are clear on CURRENT distributions due to change, & NEW distribution details.
    Note - the timing of account opening and funding may disrupt a clients current routine for distributions. Please advise of an interim plan for distribution(s) from another account, if needed, to keep the clients income expectations on track while new account processes are in motion.

  • Annuity - FIA (Suitability/Duty of Care)

  • Annuity - FIA (Suitability Supplement)

  • Section A - Required if annuity holdings exceed 60% of total investable assets or client is age 70 or older

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  • Section B - Required if client is 70 or older

  • Section C - Client 45 or Younger

  • MYGA Submission

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  • MYGA Submission (Annuity Details)

  • MYGA Submission (Suitability)
    Reasons for recommending this annuity:

  • MYGA Submission (Suitability Supplement)

  • Section A - Required if annuity holdings exceed 60% of total investable assets or client is age 70 or older

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  • Section B - Required if client is 70 or older

  • Section C - Client 45 or Younger

  • Pershing Account (Submission Details)

  • Pershing Account (Client Investment Experience)

  • Investment One

  • Distributions - IMPORTANT - Please ensure that the client & the team are clear on CURRENT distributions due to change, & NEW distribution details.
    Note - the timing of account opening and funding may disrupt a clients current routine for distributions. Please advise of an interim plan for distribution(s) from another account, if needed, to keep the clients income expectations on track.

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  • Investment Two

  • Distributions - IMPORTANT - Please ensure that the client & the team are clear on CURRENT distributions due to change, & NEW distribution details.
    Note - the timing of account opening and funding may disrupt a clients current routine for distributions. Please advise of an interim plan for distribution(s) from another account, if needed, to keep the clients income expectations on track.

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  • Investment Three

  • Distributions - IMPORTANT - Please ensure that the client & the team are clear on CURRENT distributions due to change, & NEW distribution details.
    Note - the timing of account opening and funding may disrupt a clients current routine for distributions. Please advise of an interim plan for distribution(s) from another account, if needed, to keep the clients income expectations on track.

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  • Additional Deposits (Account/Funding Details)

  • Distributions - IMPORTANT - to ensure that the client & the team are clear on CURRENT distributions due to change, & NEW distribution details.
    Note - the timing of account opening and funding may disrupt a clients current routine for distributions. Please advise of an interim plan for distribution(s) from another account, if needed, to keep the clients income expectations on track while new account processes are in motion.

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  • Additional Deposits (Duty of Care)

  • Additional Deposits (Reasons for recommending this annuity)

  • Suitability Supplement

  • Section A - Required if annuity holdings exceed 60% of total investable assets or client is age 70+

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  • Section B - Required if client is 70 or older

  • Section C - Client 45 or Younger

  • Should be Empty: