Self Directed Trade Request Form

Self Directed Trade Request Form
Page 1 of 6 - Donor and/or Submitters Information
Estimated Time to Complete: 5-10 Minutes
Who is completing this onboarding application?*

DonorAuthorized Financial Advisor for the DonorAuthorized Representative of the Donor
Authorized Person Name*

First NameLast Name
Authorized Persons Phone Number*
Please enter a valid phone number.Format: (000) 000-0000.
Authorized Persons Primary Email*
example@example.com
Custodian Account Number*
NOTE: The Account Number and Pin are required on all form submissions in order to authenticate your requests. Please keep them confidential.
Submitters Confidential Pin*
NOTE: The Account Number and Pin are required on all form submissions in order to authenticate your requests. Please keep them confidential.
Is the Donor a*

Natural PersonTrustOrganization
Donors Full Legal Name*

First NameLast Name
Organization or Trust Name*
Organization or Trust that is claiming the tax deduction
Organizations or Trust Domicile*
Please enter the state where the organization is organized/incorporated or the state where the trust is established
Donors Primary Email*
example@example.com
Notifications or Secondary Email
example@example.com
Donors Primary Telephone*
Please enter a valid phone number.Format: (000) 000-0000.

Page 2 of 6 - Investment Terms
Approved investments:
• Cash, individual bonds, individual stocks, mutual funds and ETFs
• Professionally managed portfolios are monitored and continuously aligned with the Investment Policy Statement and Portfolio Design Guidance agreed to by the donor and IDAF
• Innovative Donor Advised Funds (IDAF) reserves the right to determine whether an account should be further diversified. All accounts are subject to the Prohibited Investments and Transactions terms
• The investment allocation target and/or portfolio design will need to be sent to Innovative Donor Advised Funds if requested

PROHIBITED INVESTMENTS AND TRANSACTIONS

The following investments and transactions are prohibited unless otherwise approved by the Trustees:

• Real estate, except as held in a diversified REIT, ETF or mutual fund position
• Closely held entities (i.e., Limited Liability Company, Limited Partnerships, General Partnerships, S Corporations)
• Oil and gas interests
• Non-publicly traded structured products
• Futures, warrants or other leveraged investment strategies that employ derivatives, synthetics or forward contracts
• Promissory notes and mortgages
• Annuities
• Life insurance
• Options
• Alternative investments
• Master limited partnerships (MLPs) that generate unrelated business income tax (UBIT) for tax-exempt investors (generally indicated by the issuance of Form K-1); MLPs that provide 1099 reporting are usually acceptable
• Any other types of investments that may generate unrelated business income tax (UBIT)
• Debt-financed or leveraged investments
• Investments in a participating advisor’s or affiliate’s own stock or debt and investments in for-profit companies
for the purpose of exercising control or management
• Any other types of investments that the Trustees may deem unsuitable or inappropriate
The submitter and/or donor has read the investment terms above and agrees not to submit trade orders that violate these terms?*

YesNo

Page 5 of 6 - Trading Service Fee Schedule
The Innovative Donor Advised Funds (IDAF) Service Fee is automatically billed and debited from the donors dedicated donor advised fund when the trades are placed. Billing and services will cease if the donors dedicated donor advised fund account does not have a balance aqdiquate to pay the services fees.

Service Fees - Effective 1/1/2025

- Executing of Self-Directed Trading Orders up to 20 trades is a flat service fee of $25.

- Each form submitted is subject to the $25 flat service fee.

Service Fees debited are shown on your account statement and details can be provided on request.

Fees are subject to change and advance notice will be provided.

Next Steps

1. Read this information and contact us or your financial advisor if you have any questions

2. Your request will be reviewed and if anything is missing or unclear, we will contact you or your financial advisors for additional information.

3. Press Submit Below if your self directed trade request form is complete.

Thank you!

Micah Landis

Executive Director

Innovative Donor Advised Funds

501(c)(3) Non-Profit - EIN 99-4321241
Signers Full Name*

First NameLast Name
Signature* Application Approval Signature
Alternative E-Sign Signature:
Alternative E-Sign Signer Full Name:
Alternative E-Sign Signing Date:
Should be Empty: