Client Investment Risk & Suitability Questionnaire

  • Client Investment Risk & Suitability Questionnaire

    Required to determine your investment profile and ensure suitable advisory recommendations.

  • 1. Personal & Financial Profile

  • 1. What is your age range ?*
  • 2. What is your primary source of income ?*
  • 3. How stable is your income ?*
  • 4. What is your approximate annual income ? (in USD)*
  • 5. What percentage of your income do you typically save or invest ?*
  • 6. What is your approximate net worth (excluding primary residence, in USD) ?*

  • 2. Experience & Investment Objectives

  • 7. How would you describe your investment experience ?*
  • 8. Which types of investments have you previously used ? (Select all that apply)*
  • 9. How familiar are you with market volatility ?*
  • 10. What is your primary investment objective ?*
  • 11. What is your preferred investment time horizon ?*
  • 12. Do you expect to withdraw funds within the next 12 months from your investments ?*

  • 3. Risk Attitude & Capacity

  • 13. If your investment dropped 10% in one month, what would you do?*
  • 14. What level of short-term fluctuation can you tolerate?*
  • 15. Which statement best describes your attitude towards risk?*
  • 16. How important is capital protection compared to potential growth?*
  • 17. How liquid do your investments need to be?*
  • 18. Are you comfortable with investments that may lock funds for several years?*
  • 19. What percentage of your invested capital could you lose without affecting your lifestyle?*

  • 4. Behaviour & Expectations

  • 20. If your portfolio lost 20% over 12 months, what would you do?*
  • 21. When markets are volatile, what best describes your behavior?*
  • 22. How often do you follow financial markets?*
  • 23. What average annual return do you expect from your investments?*
  • 24. Are you comfortable receiving investment recommendations that may involve volatility?*
  • 25. Do you acknowledge that higher potential returns involve higher risk?*
  • Should be Empty: