Audit Documentation and Findings
- If your agency (or subrecipient) expanded $1,000,000 or more in federal funds during the most recently completed fiscal year, upload your most recent federal Single Audit. If the audit includes findings, you must also include a brief description of the corrective actions taken to date.
- If your agency expended less than $1,000,000 in federal funds, upload documentation confirming your excemption from the Single Audit requirement (e.g. a certification letter or statement on agency letterhead).
- If the agency does not have a full audit or audited financial statements, the agency must provide at minimum a financial review conducted by a Certified Public Accountant (CPA). If neither an audit nor CPA review has been completed, the agency must include a narrative response explaining why, and what steps they are taking to ensure appropriate financial management and to move toward obtaining an external review.
Additionally, agencies must report all monitoring findings or concerns (resolved or unresolved) from the prior two years for any programs/projects the agency operates in Sacramento County. This includes monitoring findings or concerns from any entity (e.g., HUD, SSF, other funding agencies, such as Sacramento County).
Upon request, agencies must provide: Documentation identifying the monitoring finding or concern, and/or the financial irregularity or concern (e.g., monitoring letter, highlighted financial report), and A plan to correct it, OR if resolved, a confirmation letter from the entity that performed the relevant audit or monitoring.