Investment Policy Statement

Investment Policy Statement (IPS)
Advisor Name*

First NameLast Name
Advisor Email*
example@example.com
Client Email*
example@example.com
Client Name*

First NameLast Name
Client Name (spouse/partner/other)

First NameLast Name
Client Email (spouse/partner/other)
example@example.com
Support/Staff Email
example@example.com
Portfolio Instructions*

Set up new portfolioChange existing portfolio allocation or modelAdd account to existing portfolio
Household ID:*
https://www.loom.com/share/1b837060551d414692649750d6716967
Eclipse portfolio ID:
https://www.loom.com/share/a15cf43ade5c4e228d7dec9d410b5dae
Account/s*

Does the portfolio plan to use any existing holdings as "Equivalents" (proxies) for targeted model holdings?*

YesNo
Equivalents Template Here
File Upload: Position Equivalents and/or Specific Asset Allocation Instructions

Cancelof
Advisor Attestations
Current Cash Needs*

In submitting this IPS, I attest there are no current cash needs that will disrupt the rebalance of the portfolio.
Cost Basis & Capital Gains*

I confirm the cost basis information on file with the custodian is correct. I understand that market movements can cause realized gains to vary slightly from my request.
Client Assessment*

I have made an appropriate risk assessment of my client and discussed the asset allocation plan with them in advance of signing this IPS. A copy of the IPS will be shared with the client.
Annual Review*

I will review this client's IPS for accuracy, Annually:
Signatures
Signature*
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Investment Policy Statement (IPS)