• Investment Policy Statement (IPS)

  • Portfolio Instructions*
  • Account/s*
    • Investor Profile 
    • Investment Time Horizon*
    • Client's Investment Objective*
    • Portfolio Strategy & Asset Allocation 
    • Opt in to tax loss harvesting?*
    • Opt in to municipal fixed income ETF solution for this portfolio (MUNI)*
    • Opt for individual bonds in place of fixed income ETFs (250k Allocation Minimum)
    • Portfolio Constraints 

    • The XYPN Default for cash on hand for accounts is .5% of the account value for fees. This is kept in the custodial cash account. To adjust the cash reserves for the portfolio please use the following prompts. Additional cash can be kept in custodial cash or Money Market. 

    • Custodial Cash
    • Would you like to hold additional money market reserve (SWVXX)?

    • The XYPN Default for maximum gain allowable in an account annually is 10% of the total accounts value. 

    • Max Gains Budget (Enter in Dollars or % of account value)
  • Does the portfolio plan to use any existing holdings as "Equivalents" (proxies) for targeted model holdings?*

  • Equivalents Template Here

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  • Advisor Attestations

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