Step 2 Form

Full Name:
Please confirm your full name:*

First NameLast Name
Please confirm your phone number:*
Please enter a valid phone number.
Please confirm your email:*
example@example.com
Our firm is registered with the SEC and we work virtually with clients nationwide. To help us understand any location-specific planning needs, where do you currently live?*
We also work with global professionals, expats, and clients preparing for international transitions. Are you currently living outside the U.S., or planning a permanent move overseas?*

YesNo
Please share more about your international situation — are you currently living abroad, planning to move overseas, or navigating an expatriate transition?*
What would you like help addressing, and which planning topics interest you most?*

Pre-Retirement PlanningPost-Retirement StrategyTax EfficiencyPortfolio ReviewAsset AllocationFinancial OrganizationWithdrawal StrategiesGenerational Wealth & Legacy PlanningBusiness Exit PlanningReal Estate InvestmentLiquidity EventPhilanthropic/Charitable GivingCash Management StrategyConcentrated Positions
What is your age? *
What is your marital status?*

SingleMarriedDivorcedWidowedSeparated
Please provide your spouse's name.*

First NameLast Name
Do you have any children? If so, what are their ages?*
Do you have any financial goals related to college or education planning—for children, grandchildren, or others?*
What is your employment status?

W2Self-employedRetiredOther
What is your employment status?*

W2Self-employedRetired
Our clients often have diversified income—salary, bonuses, RSUs, business income, or rental cash flow. What are your current income sources?*
Do you own any real estate?*

YesNo
Please describe any non-investment real estate you own, such as your primary residence, vacation homes, or other properties not used as investments. Include estimated value, and whether they are paid off or have a mortgage.*
Please provide a more specific estimate of your annual household income?*
Please provide a more specific estimate of the amount of your invested assets (not including real estate).*
Which of the following types of investments do you currently hold?*

Individual StocksBrokerage AccountsBondsReal EstateRetirement Accounts529 accounts
Are you currently invested in alternative investments?*

YesNo, but I am interested in exploring them as part of my portfolioNo, and I am not interested in alternative investments
What types of retirement accounts do you have?*

401(k)403(b)457(b)Traditional IRARoth IRASolo 401(k)SEP IRASIMPLE IRA
What percentage or amount of your investments are individual stocks or bonds?*

0-20%20-50%50-70%70-100%
What percentage or amount of your investments are in real estate (other than primary residence)?*

0-20%20-50%50-70%70-100%
What types of real estate investments do you have?*

Commercial PropertiesRental PropertiesREITs
What types of alternative investments do you have?*

Private EquityHedge FundsCommoditiesCryptocurrenciesPrivate Credit
We work with professionals whose compensation packages often include valuable equity or incentive structures. Does your current package include any of these opportunities?*

NoneRestricted Stock Units (RSUs)Stock OptionsEmployee Stock Purchase Plans (ESPPs)Performance SharesPhantom Stock10b5-1Deferred Compensation
Please select any current liabilities—such as mortgages, student loans, or other debts—you’d like us to consider in your plan.*

Debt FreeMortgageStudent Loans
Goals & Future Plans
When are you considering retirement?*
Do you have a pension?*

YesNo
Are you currently receiving your pension? If not, when do you expect to begin, and what is the estimated amount?*
Are you expecting an inheritance or other windfall?*

YesNo
Please describe the inheritance or windfall, when you expect to receive it, and what is the estimated amount or value?*
Are there any major upcoming expenses—such as a home purchase, business investment, or family milestone—you’re planning for?*

YesNo
Please describe anticipated upcoming major expense:*
Our clients often view wealth as a tool for long-term impact—supporting family, giving back, or shaping a meaningful legacy. What legacy or charitable giving goals are part of your financial vision?*
Our firm does not manage assets or charge fees based on assets under management (AUM). We never charge a percentage of your investments. Do you currently have someone managing your investments?*

YesNo
Given that our firm does not manage assets or charge fees based on AUM, how do you plan to approach your investment management moving forward?*
Is there anything else you would you like us to know about your financial picture or goals that wasn’t addressed above?
Should be Empty:

Goals & Future Plans