Pre-Meeting Worksheet

Pre-Meeting Worksheet

for Initial Planning Meeting with Align Wealth Advisors
Full Name*

First NameLast Name
Spouse Name (if applicable)

First NameLast Name
Address*

Street Address

Street Address Line 2

CityState / Province

Postal / Zip Code
Phone Number*
E-mail*
example@example.com
Age*
Spouse Age
Employment Status*

Employed Full TimeEmployed Part TimeRetired
Spouse Employment Status

Employed Full TimeEmployed Part TimeRetired
Reasons for visit (select all that apply)*

Looking to change financial advisorsConsidering employing financial advisor for first timeNeed financial planning onlyUnsure what I needOther
If other, please explain
Do you have existing investment accounts (401k, IRA, Brokerage, etc.)?*

YesNo
Do you have statements available for these accounts?*

YesNoNot applicable
Do you have a written inventory of current financial holdings available?*

YesNo
* A copy of your statements and/or a written inventory of your assets is required for discussion in our Initial Planning Meeting.
What is your estimated investable net worth (outside of primary residence)?*
Additional info you believe may be helpful:
CA Insurance Lic. #0G80589. Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC to residents of the following states: CA, CO, DC, FL, GA, HI, IL, MA, MD, MN, MO, MT, NJ, NV, NC, NY, OH, OK, PA, SC, TX, VT, VA, WV, WY. Advisory services through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. Financial planning services through Align Wealth Advisors, a Registered Investment Adviser. Cambridge and Align Wealth Advisors are not affiliated. Cambridge does not offer tax or legal advice.
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