Details / Required Action
If Satisfactory -
Referee recommends the agent. No concerns raised about ethical conduct, informationaccuracy, or compliance. Proceed to Reference 2 (if this is Reference 1) or proceed toappointment recommendation (if Reference 2).
If Unsatisfactory -
Referee raised one or more concerns. DO NOT proceed with appointment. Escalate to CEO /Principal with written summary. File this form on the agent's record.