Clone of Recordkeeper Service Evaluation Micro/Small Plans (

It’s your opportunity as a retirement plan advisor to provide input on the capabilities of the nation's leading recordkeeping firms in a number of key service categories. Please rate only the capabilities of the firm(s) you work with, with a "5" being "world class" service capabilities, "3" being functional, and "1" - well, needs work.

PLEASE ONLY RESPOND TO CAPABILITIES WITHIN THE MARKET(S) YOU ACTUALLY TARGET/EXPERIENCE.

Results will be published in a future issue of NAPA-Net the Magazine and on NAPA Net.

NOTE: THIS SURVEY IS FOR ADVISORS ONLY. Entries without a valid, professional email address will be disregarded.

Your email address (for confirmation purposes only)

example@example.com

CRD Number (if none, just put 000)

Enter 000 if you do not have a CRD number.

What is/are your target market(s)

Recordkeeper No. 1

Rate the Services for Recordkeeper No. 1

Rows	Needs Improvement	2	Functional	4	World Class
Participant Experience Capabilities
Plan Sponsor and Advisor Support
Regulatory and Compliance Support
Staff Expertise and Credentials
Participant Education and Engagement Resources
Plan Oversight and Reporting Capabilities
Retirement Income Solutions

Recordkeeper No. 2

Rate the Services for Recordkeeper No. 2

Rows	Needs Improvement	2	Functional	4	World Class
Participant Experience Capabilities
Plan Sponsor and Advisor Support
Regulatory and Compliance Support
Staff Expertise and Credentials
Participant Education and Engagement Resources
Plan Oversight and Reporting Capabilities
Retirement Income Solutions

Recordkeeper No. 3

Rate the Services for Recordkeeper No. 3

Rows	Needs Improvement	2	Functional	4	World Class
Participant Experience Capabilities
Plan Sponsor and Advisor Support
Regulatory and Compliance Support
Staff Expertise and Credentials
Participant Education and Engagement Resources
Plan Oversight and Reporting Capabilities
Retirement Income Solutions

Recordkeeper No. 4

Rate the Services for Recordkeeper No. 4

Rows	Needs Improvement	2	Functional	4	World Class
Participant Experience Capabilities
Plan Sponsor and Advisor Support
Regulatory and Compliance Support
Staff Expertise and Credentials
Participant Education and Engagement Resources
Plan Oversight and Reporting Capabilities
Retirement Income Solutions

Recordkeeper No. 5

Rate the Services for Recordkeeper No. 5

Rows	Needs Improvement	2	Functional	4	World Class
Participant Experience Capabilities
Plan Sponsor and Advisor Support
Regulatory and Compliance Support
Staff Expertise and Credentials
Participant Education and Engagement Resources
Plan Oversight and Reporting Capabilities
Retirement Income Solutions

Recordkeeper Service Evaluation Mid-Market Plans (Between $10 Million and $100 Million in Plan Assets)