Retirement Plan Advisor Form
Firm Information
Firm/Company Name
Primary Contact Name
First Name
Last Name
Title
Email
example@example.com
Phone Number
Please enter a valid phone number.
Format: (000) 000-0000.
Website
Headquarters location
Years in business
Experience & Qualifications
Have you assisted organizations in evaluating or converting from a 401(k) to a 403(b)?
Please Select
Yes
No
How many 401(k)-to-403(b) evaluations or conversions have you completed in the past 5 years?
Are you licensed and registered to provide retirement plan services?
What services do you provide to the employer and employees?
Services Provided (Check all that apply:)
Fiduciary consulting
3(21) fiduciary services
3(38) investment managemen
Type option 4
How are you compensated, and what fees would apply to LCDA and/or employees?
Employee Enrollment & Education
Do you provide bilingual support or Spanish-language materials?
Yes
No
What type of meetings/education do you conduct?
On-site enrollment meetings
Virtual enrollment meetings
Individual employee consultations
Group education sessions
During open enrollment, how many days would your team be onsite?
What percentage of enrollment activities are handled directly by your firm versus our HR dept?
Can you provide references from similar organizations?
LCDA currently works with Capital Group for its 401(k) retirement plan. If selected, would you be able to service or support the existing Capital Group plan, or would a provider/platform change be required?
Why are you interested in working with the LCDA, and how would you support our mission, culture and employees?
Submit
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