AML Protection Engagement Letter

So that we can register you with the ATO as a client of Easy Tax Solutions, we ask that you please complete the following information and provide us with a copy of your last tax return.

Professional Designated Services – AUSTRAC Tranche 2 Compliance

Up Hub Advisory does not provide AUSTRAC ‑ regulated Professional Designated Services (Items 1–9, Table 6 of the AML/CTF Rules).

Any request listed with ❌ below, falls within these designated services is out of scope and will be declined Clients will be referred to an appropriately qualified external provider, such as our partnered Commercial Lawyers or Registered Office Providers:

✅ Provides accounting, bookkeeping and business advisory/management services only in Partnership with Easy Tax Solutions -7047 3005

❌ Real estate transactions - assisting in planning or executing the sale, purchase, or transfer of real property (Item 1)

❌ Business or entity transactions - assisting in the sale, purchase, or transfer of a company, trust, partnership, or other legal arrangement (Item 2)

❌ Managing client property - receiving, holding, controlling, or managing property for the purpose of a transaction (Item 3)

❌ Equity or debt financing arrangements - including Div 7A or Div 974 loan arrangements (Item 4)

❌ Shelf company sales or transfers (Item 5)

❌ Entity creation or restructuring - companies, trusts, & partnerships (Item 6)

❌ Acting in formal positions - or arranging for someone to act on behalf of a client in a body corporate or legal arrangement (Items 7-8)

❌ Registered office or principal place of business services (Item 9)
Before proceeding, please confirm your request does not relate to an AUSTRAC Tranche 2 designated service. If it does, we can connect you with a suitable legal partner.

Your Name

First NameMiddle NameLast Name
Your Date of Birth

DayMonthYear
Individual Tax File Number
Email
example@example.com
Phone Number
Please enter a valid phone number.Format: 0000 000 000.
Occupation
ABN Soletrader
Business Name/s
Director ID
Bank Details for refund
Bank:
BSB:
Acc Num:
Physical Address

Street Address

Street Address Line 2

CityState

Postcode
Postal Address

Street Address

Street Address Line 2

CityState

Postcode

Partner/Spouse Name

First NameMiddle NameLast Name
Partner/Spouse Date of Birth

DayMonthYear
Date
Partner/Spouse Tax File Number
Partner/Spouse Email
example@example.com
Partner/Spouse Phone Number
Please enter a valid phone number.Format: 0000 000 000.
Occupation
ABN Soletrader
Business Name/s
Partner/Spouse Director ID
Partner/Spouse Bank Details for refund
Bank:
BSB:
Acc Num:
Physical Address

Street Address

Street Address Line 2

CityState

Postcode
Postal Address

Street Address

Street Address Line 2

CityState

Postcode
Children and Dependents Information

Rows	Tick	Number/Type
Rentals
Shares
Dividends
Capital Gains
Cryptocurrency
Trust
Partnership
Foreign Income
Mulitple Jobs
Other

Information on investments
Rental addresses, other details

Business Name/s
Your Sole Trader ABN
Australian Business Number
Spouse/ Partner Sole Trader ABN
Australian Business Number
ABN/s for Partnership, Trust, Company Pty Ltd & Type
Australian Business Number
Business/s TFN
Partnership, Trust, Company Pty Ltd
ACN
Australian Company Number
Business Website
Number of employees including you
Business Address

Street Address

Street Address Line 2

CityState

Post Code
Postal Address

Street Address

Street Address Line 2

CityState

Post Code
Please briefly explain what your Business does
Your job title
Are you GST Registered?
GST Accounting Method
Your Previous accountant Details
Accounting software you use
QuickBooks Online Xero Myob Rekon or Tax Tank
Business Bank Details for refund
Bank:
BSB:
Acc Num:

Should be Empty: