*On All Case Submissions
The Fact Finder and all relevant supporting documents must be obtained before the time of case submission. Please ensure the documentation has been added to your clients Design Center folder or are in the clients A360 household. Failure to provide all relevant information will incur a NIGO, delay, and/or case resubmission. For more detailed information or questions on submissions, please see the Case Submission Checklist on the Design Center Intranet page or contact cfgdesigncenter@financialguide.com.
Are you submitting this form on behalf of yourself?
*
Please Select
Yes
No
Submitter Name:
First Name
Last Name
Submitter Email:
*
example@example.com
Advisor Name
*
First Name
Last Name
AA#
*
Second Advisor Name
First Name
Last Name
Second Advisor AA#
Client Name
*
First Name
Last Name
New Client?
*
Please Select
Yes
No
Client Presentation Meeting Date
*
-
Month
-
Day
Year
Date
What Type of Case?
*
Please Select
Personal
Business
Personal & Business
BLUEPRINT
Company Name
Company Size
Industry
Desired Effective Start Date
-
Month
-
Day
Year
Date
Number of Employees Participating
Approximate Individual Fee
Reason the Company Wanted to Engage?
Did you Set Up a Corporate Code?
Please Select
Yes
No
What Advice Level is The Case?
*
Please Select
Fee Based OFP
Non-Fee Based Transactional
Non-Fee Based Foundational
Please check what you are attaching:
*
AI Notetaker notes
Fact Finder
Supporting client statements/documents
Attachments:
Browse Files
Drag and drop files here
Choose a file
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of
Household Income?
Please Select
<150k
151-250k
250k
>500k
Investable Assets?
Please Select
<250k
250k-500k
501k-999k
>1M
Age
Please Select
<35
36-50
51-65
>65
Important case qualitative information for the DC team to know:
*
Business Hours ID
Record Type ID
*
Case Origin
*
Thank You!
Submit
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