CD Application

Investor Details

Individual Account
Do you currently hold an account with UBS Financial Services Inc.?
Title
First name
Middle name
Last name
Are you a US citizen or resident
Country of Citizenship / Tax Residency
US Taxpayer Identification Number (ITIN)
Date of birth

MonthDayYear
Social Security Number (SSN)
E-mail:
example@example.com
Address

Street Address

Street Address Line 2

CityState / Province

Postal / Zip Code
Primary number
Please enter a valid phone number.Format: (000) 000-0000.
Secondary number
Please enter a valid phone number.Format: (000) 000-0000.

Client Investment Profile

Different investment products and strategies involve different degrees of risk. The higher the expected returns of a product or strategy, the greater the risk that you could lose most of your investment. Investments should be chosen based on your objectives, timeframe, and tolerance for market fluctuations.
As part of our comprehensive wealth management onboarding and regulatory compliance, we require a brief overview of your broader financial profile, even for fixed-income accounts
Please select the degree of risk you are willing to take with the assets in this account.

Financial Background & Experience

Please check the boxes that describe your investment experience to date
Individual stocks
Bonds
Options

Choose your CD Investment Term
Currency

Identity Verification (KYC Compliance)

To uphold the highest standards of security and regulatory compliance, we require the following documentation as part of our Know Your Customer (KYC) process:

A valid government-issued photo ID (e.g., passport, driver’s license, or national ID)
A recent document confirming your residential address (e.g., utility bill, bank statement, or tax notice dated within the last three months)
This verification ensures the integrity of your account and safeguards against unauthorized activity. Your privacy and security remain our utmost priority.

Please ensure all documents are clear, legible, and unaltered.
A valid government-issued photo ID

Cancelof
Proof of address within the last 3 months

Cancelof
Should be Empty: