tru Independence New Account Opening
Your Name
Your Email Address
*
example@example.com
Do you need an Investment Management Agreement (WMA/IMA)?
Yes
No
What type of account(s) would you like to open?
Individual
Joint
Trust
IRA
ROTH IRA
Pledged (requires work with PAL Team)
IRA Type
Contributory
Rollover
Rollover from Qualified Plan
Roth IRA Type
Contributory
Conversion
Primary Client Information
Full Legal Client Name
Prefix
First Name
Middle Name
Last Name
Suffix
Date of Birth
-
Month
-
Day
Year
Date
SSN
Mothers Maiden Name
Full Legal Address (No P.O Boxes)
Street Address
Street Address Line 2
City
State / Province
Postal / Zip Code
Different Mailing Address?
*
Yes
No
Mailing Address (P.O Boxes OK)
Street Address
Street Address Line 2
City
State / Province
Postal / Zip Code
Email
example@example.com
Phone Number
-
Area Code
Phone Number
Employer
Employer Address
Street Address
Street Address Line 2
City
State / Province
Postal / Zip Code
Fee Schedule
Type of Fee Schedule / IMA
PBF (Performance Based Fee)
NFS (Normal Fee Schedule)
Does not apply
Beneficiary Information
*
Additional Client Information
Additional Client Name (e.g: spouse)
Prefix
First Name
Middle Name
Last Name
Suffix
Additional Client DOB
-
Month
-
Day
Year
Date
Additional Client SSN
Additional Client Mothers Maiden Name
Is Legal Address same as Primary Client?
Yes
No
Additional Client Full Legal Address (No P.O Boxes)
Street Address
Street Address Line 2
City
State / Province
Postal / Zip Code
Additional Client Different Mailing Address?
Yes
No
Additional Client Mailing Address (P.O Boxes OK)
Street Address
Street Address Line 2
City
State / Province
Postal / Zip Code
Additional Client Email
example@example.com
Additional Client Phone Number
-
Area Code
Phone Number
Additional Client Employer
Additional Client Employer Address
Street Address
Street Address Line 2
City
State / Province
Postal / Zip Code
Trust Information
Trust Type
Revocable Trust
Irrevocable
Testamentary
Name of Trust
Date of Trust
-
Month
-
Day
Year
Date
Trust Tax ID
Is Grantor same as Trustee?
Yes
No
Grantor Name
First Name
Last Name
Suffix
Grantor DOB
-
Month
-
Day
Year
Date
Grantor SSN
Grantor Address
Street Address
Street Address Line 2
City
State / Province
Postal / Zip Code
Grantor Email
example@example.com
Grantor Phone
-
Area Code
Phone Number
Different Grantor Mailing Address ?
Yes
No
Grantor Mailing Address
Street Address
Street Address Line 2
City
State / Province
Postal / Zip Code
Forms
Money Movement:
ACH / MoneyLink
IRA Distribution (RMD)
Journal / SLOA between accounts
Check Writing
Additional Forms (check all that apply)
Transfer of Assets
Beneficiary Designation (Transfer on Death)
Margin Application
Upload Statements for TOA
Browse Files
Cancel
of
Paperwork Output (select one)
*
Print Copies delivered to Advisor + Electronic copies in client files for audit
Electronic PDF's saved to Client Files for audit
Send To Client directly via FedEx (Charged to Advisor)
E-Signature to client directly (inside Schwab, requires email address above)
Additional Notes & Instructions
Submit
Should be Empty: